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- Tasks: Lead regulatory reporting activities and ensure compliance across multiple jurisdictions.
- Company: Established prop trading firm with a focus on compliance and innovation.
- Benefits: Competitive salary, hybrid working model, and opportunities for professional growth.
- Why this job: Make a real impact in regulatory compliance while working with cutting-edge technology.
- Qualifications: Experience in regulatory reporting and strong analytical skills required.
- Other info: Dynamic role with opportunities to influence change and drive improvements.
The predicted salary is between 84000 - 120000 £ per year.
An established prop trading firm is seeking an experienced regulatory reporting professional to take ownership of complex reporting obligations across multiple jurisdictions. This role sits within a senior compliance function and is responsible for overseeing the accuracy, completeness, and governance of regulatory submissions across a broad range of transaction, trade, and prudential regimes.
The position combines hands-on oversight with strategic input, working closely with compliance leadership, technology teams, and the wider business to ensure reporting processes remain robust, well-controlled, and fit for purpose as regulatory expectations evolve.
Key Responsibilities- Transaction & Trade Reporting Oversight
- Lead end-to-end regulatory reporting activities across key UK, EU, and international regimes, ensuring submissions are accurate, timely, and compliant.
- Maintain strong controls around data quality, reconciliations, exception management, and remediation processes.
- Act as a point of escalation for complex reporting issues and regulatory queries.
- Regulatory Regimes Coverage
- Oversee transaction reporting obligations under European and UK frameworks, including reporting via third-party reporting mechanisms where applicable.
- Manage trade and position reporting requirements under derivatives reporting regulations, including ongoing reconciliation and issue resolution.
- Support reporting obligations related to US market surveillance regimes where relevant.
- Ensure compliance with position transparency and disclosure requirements, including monitoring thresholds and preparing required notifications.
- Manage prudential and capital-related regulatory returns for relevant legal entities, ensuring accurate and timely submissions.
- Data Governance & Reporting Attributes
- Take ownership of governance over critical reporting fields and identifiers at order and transaction level.
- Design and maintain validation controls, review processes, and periodic assurance activities to support regulatory compliance.
- Partner with internal teams to resolve data integrity or reporting attribute issues.
- Controls, Assurance & Audit Support
- Maintain a robust control framework covering all reporting processes.
- Perform regular reviews and attestations, and support internal or external audits and regulatory reviews as required.
- Technology & Automation
- Work closely with technology and data teams to enhance reporting infrastructure and automation.
- Contribute to the development of scalable solutions for regulatory reporting, reconciliation, and management information.
- Support the production of clear, accurate MI for senior management and compliance leadership.
- Change & Advisory
- Monitor regulatory developments and assess their impact on existing reporting processes.
- Contribute to regulatory change initiatives and new reporting implementations.
- Provide subject-matter expertise, guidance, and training to stakeholders across the business.
- Essential
- Significant experience in regulatory reporting within an investment firm, asset manager, or similar financial institution.
- Strong expertise across one or more major reporting regimes, with the ability to quickly build knowledge in additional areas.
- Deep understanding of reporting controls, reconciliations, exception handling, and data governance.
- Proven experience reviewing and validating complex transaction or order data.
- Strong analytical capability, with advanced Excel skills and experience working with large datasets.
- Ability to produce clear, high-quality management and regulatory information.
- Experience partnering with technology teams on reporting or data initiatives.
- Excellent attention to detail, judgement, and communication skills.
- Desirable
- Exposure to additional global reporting regimes or position-based disclosures.
- Experience with prudential or capital reporting frameworks.
- Familiarity with regulatory reporting platforms or third-party vendors.
- Involvement in regulatory change or transformation projects.
Please contact ne@barclaysimpson.com with your CV.
Regulatory Reporting Compliance Manager employer: Barclay Simpson
Contact Detail:
Barclay Simpson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its regulatory environment. Understand their reporting obligations and be ready to discuss how your experience aligns with their needs. Show them you’re not just another candidate; you’re the one they need!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to regulatory reporting and compliance. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your achievements effectively.
✨Tip Number 4
Don’t forget to follow up after your interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. Plus, it’s a great opportunity to reiterate why you’re the perfect fit for their team.
We think you need these skills to ace Regulatory Reporting Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the job description. Highlight your experience in regulatory reporting and compliance, especially any specific frameworks mentioned. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Reporting Compliance Manager role. Share specific examples of your past achievements and how they relate to the responsibilities outlined in the job description.
Showcase Your Analytical Skills: Since this role requires strong analytical capabilities, make sure to highlight your experience with data governance and reporting controls. We love seeing how you've tackled complex datasets and produced high-quality management information in your previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, we love seeing candidates who take that extra step!
How to prepare for a job interview at Barclay Simpson
✨Know Your Regulatory Frameworks
Make sure you brush up on the key regulatory frameworks relevant to the role, such as UK and EU transaction reporting obligations. Being able to discuss these confidently will show that you’re not just familiar with the basics but also understand the complexities involved.
✨Demonstrate Your Analytical Skills
Prepare to showcase your analytical capabilities, especially with large datasets. Bring examples of how you've handled data governance or reconciliations in past roles. This will help illustrate your problem-solving skills and attention to detail.
✨Engage with Technology Insights
Since the role involves working closely with technology teams, be ready to discuss any experience you have with reporting platforms or automation initiatives. Highlighting your ability to partner with tech teams can set you apart from other candidates.
✨Showcase Your Communication Skills
Effective communication is key in this role, so prepare to demonstrate how you've successfully conveyed complex regulatory information to stakeholders. Think of specific instances where your communication made a difference in compliance or reporting processes.
