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- Tasks: Lead regulatory audits and inspections while assessing readiness across global jurisdictions.
- Company: A top-tier international financial services firm with a strong reputation.
- Benefits: Remote work, competitive salary, and opportunities for global travel.
- Why this job: Shape the future of regulatory compliance and make a significant impact in the industry.
- Qualifications: 10+ years in regulatory audit, preferably from a Big 4 background.
- Other info: Utilise AI tools to enhance efficiency and effectiveness in your role.
The predicted salary is between 48000 - 72000 £ per year.
A leading international financial services firm is hiring an experienced regulatory audit professional to build and lead a new function remotely with regular global travel. This role requires 10+ years of experience in regulatory audit, preferably from a Big 4 background, with a focus on FCA and/or CySEC.
The position involves leading inspections, assessing readiness across jurisdictions, and delivering crucial reports to senior leadership while utilizing AI tools effectively.
Regulatory Readiness & Assurance Lead (Remote) employer: Barclay Simpson
Contact Detail:
Barclay Simpson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Readiness & Assurance Lead (Remote)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those with experience in regulatory audit. A friendly chat can lead to insider info about job openings or even referrals.
✨Tip Number 2
Showcase your expertise! Prepare a portfolio of your past regulatory audits and inspections. Highlight your experience with FCA and CySEC, and be ready to discuss how you've used AI tools in your work during interviews.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors who understand the industry. Focus on articulating your leadership skills and how you assess readiness across jurisdictions.
✨Tip Number 4
Apply through our website! We’ve got a streamlined application process that makes it easy for you to showcase your skills. Plus, it shows you're genuinely interested in joining our team!
We think you need these skills to ace Regulatory Readiness & Assurance Lead (Remote)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 10+ years of experience in regulatory audit, especially if you've got a Big 4 background. We want to see how your skills align with the role, so don’t be shy about showcasing your expertise in FCA and/or CySEC.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for leading inspections and assessing readiness across jurisdictions. We love seeing your personality come through, so keep it professional but let your enthusiasm show!
Showcase Your AI Skills: Since this role involves utilising AI tools, make sure to mention any relevant experience you have with these technologies. We’re keen to see how you can leverage AI to deliver crucial reports to senior leadership.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at Barclay Simpson
✨Know Your Regulations Inside Out
Make sure you brush up on FCA and CySEC regulations before the interview. Being able to discuss specific regulatory frameworks and how they impact the business will show that you're not just familiar with the basics, but that you can lead inspections and assess readiness effectively.
✨Showcase Your Big 4 Experience
If you've got a background from a Big 4 firm, highlight your relevant experiences during the interview. Share specific examples of audits you've led or participated in, and how those experiences have prepared you for this role. This will help demonstrate your expertise and leadership capabilities.
✨Emphasise Your Leadership Skills
Since this role involves building and leading a new function, be ready to discuss your leadership style and past successes in managing teams. Prepare anecdotes that illustrate how you've motivated others and driven results, especially in high-pressure situations.
✨Familiarise Yourself with AI Tools
As the role requires utilising AI tools, make sure you’re up to speed on the latest technologies in regulatory audit. Be prepared to discuss how you've used AI in previous roles or how you envision leveraging it in this position. This will show that you're forward-thinking and ready to innovate.