At a Glance
- Tasks: Provide regulatory advice and support compliance across Fixed Income businesses.
- Company: Leading investment bank with a focus on innovation and compliance.
- Benefits: Competitive salary, bonus, excellent benefits, and hybrid work model.
- Other info: Collaborate with senior stakeholders and enjoy excellent career growth opportunities.
- Why this job: Join a dynamic team and make a real impact in the financial sector.
- Qualifications: Experience in advisory compliance within investment banking and strong knowledge of Fixed Income.
The predicted salary is between 110000 - 135000 £ per year.
Location: London (City)
Salary: £110,000 – £135,000 + Bonus + Excellent Benefits
Hybrid: 4 days office / 1 day home
The Role
- Reporting to the Head of Compliance Advisory, you will provide trusted regulatory advice across Fixed Income businesses while also supporting a wider range of wholesale banking activities including operational and post‑trade functions.
- Providing day‑to‑day compliance advisory support to Fixed Income businesses.
- Advising on UK regulatory requirements across wholesale banking activities.
- Supporting governance, policies, procedures and regulatory risk assessments.
- Delivering compliance training and regulatory guidance to business stakeholders.
- Advising on new products, business initiatives and regulatory change.
- Supporting transaction reporting, post‑trade and operational compliance matters.
- Providing guidance on US regulatory requirements including Swap Dealer and Volcker Rule obligations where applicable.
- Working closely with senior stakeholders across Front Office, Operations, Legal and Risk.
About You
- The successful candidate is likely to have:
- Advisory Compliance experience within an investment bank or wholesale financial institution.
- Strong knowledge of Fixed Income products and markets.
- Experience supporting Front Office businesses as a trusted compliance adviser.
- Broad regulatory knowledge across wholesale banking rather than a purely specialist or surveillance‑focused background.
- Experience drafting policies, conducting risk assessments and delivering regulatory training.
- Strong stakeholder management skills with a proactive, hands‑on approach.
- Exposure to US regulatory frameworks (including Swap Dealer or Volcker Rule requirements) would be advantageous but is not essential.
Senior Compliance Advisory Manager in London employer: Barclay Simpson
As a Senior Compliance Advisory Manager in our London office, you will join a dynamic and inclusive work culture that prioritises employee growth and development. We offer competitive salaries, a hybrid working model, and a comprehensive benefits package, ensuring that our employees feel valued and supported in their roles. With opportunities to engage with senior stakeholders and contribute to significant regulatory initiatives, this position provides a meaningful and rewarding career path in the heart of the financial district.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Advisory Manager in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Barclay Simpson looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Advisory Manager in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Barclay Simpson. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Barclay Simpson
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Barclay Simpson’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
