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For Companies At a Glance
- Tasks: Lead regulatory reporting activities and ensure compliance across multiple jurisdictions.
- Company: Established prop trading firm with a focus on compliance and innovation.
- Benefits: Competitive salary, hybrid working model, and opportunities for professional growth.
- Why this job: Make a significant impact in regulatory compliance while working with a dynamic team.
- Qualifications: Experience in regulatory reporting and strong analytical skills required.
- Other info: Collaborative environment with opportunities to influence change and drive improvements.
The predicted salary is between 84000 - 120000 £ per year.
An established prop trading firm is seeking an experienced regulatory reporting professional to take ownership of complex reporting obligations across multiple jurisdictions. This role sits within a senior compliance function and is responsible for overseeing the accuracy, completeness, and governance of regulatory submissions across a broad range of transaction, trade, and prudential regimes. The position combines hands-on oversight with strategic input, working closely with compliance leadership, technology teams, and the wider business to ensure reporting processes remain robust, well-controlled, and fit for purpose as regulatory expectations evolve.
Key Responsibilities
- Transaction & Trade Reporting Oversight
- Lead end-to-end regulatory reporting activities across key UK, EU, and international regimes, ensuring submissions are accurate, timely, and compliant.
- Maintain strong controls around data quality, reconciliations, exception management, and remediation processes.
- Act as a point of escalation for complex reporting issues and regulatory queries.
- Regulatory Regimes Coverage
- Oversee transaction reporting obligations under European and UK frameworks, including reporting via third-party reporting mechanisms where applicable.
- Manage trade and position reporting requirements under derivatives reporting regulations, including ongoing reconciliation and issue resolution.
- Support reporting obligations related to US market surveillance regimes where relevant.
- Ensure compliance with position transparency and disclosure requirements, including monitoring thresholds and preparing required notifications.
- Manage prudential and capital-related regulatory returns for relevant legal entities, ensuring accurate and timely submissions.
- Data Governance & Reporting Attributes
- Take ownership of governance over critical reporting fields and identifiers at order and transaction level.
- Design and maintain validation controls, review processes, and periodic assurance activities to support regulatory compliance.
- Partner with internal teams to resolve data integrity or reporting attribute issues.
- Controls, Assurance & Audit Support
- Maintain a robust control framework covering all reporting processes.
- Perform regular reviews and attestations, and support internal or external audits and regulatory reviews as required.
- Technology & Automation
- Work closely with technology and data teams to enhance reporting infrastructure and automation.
- Contribute to the development of scalable solutions for regulatory reporting, reconciliation, and management information.
- Support the production of clear, accurate MI for senior management and compliance leadership.
- Change & Advisory
- Monitor regulatory developments and assess their impact on existing reporting processes.
- Contribute to regulatory change initiatives and new reporting implementations.
- Provide subject-matter expertise, guidance, and training to stakeholders across the business.
Skills & Experience
Essential
- Significant experience in regulatory reporting within an investment firm, asset manager, or similar financial institution.
- Strong expertise across one or more major reporting regimes, with the ability to quickly build knowledge in additional areas.
- Deep understanding of reporting controls, reconciliations, exception handling, and data governance.
- Proven experience reviewing and validating complex transaction or order data.
- Strong analytical capability, with advanced Excel skills and experience working with large datasets.
- Ability to produce clear, high-quality management and regulatory information.
- Experience partnering with technology teams on reporting or data initiatives.
- Excellent attention to detail, judgement, and communication skills.
Desirable
- Exposure to additional global reporting regimes or position-based disclosures.
- Experience with prudential or capital reporting frameworks.
- Familiarity with regulatory reporting platforms or third-party vendors.
- Involvement in regulatory change or transformation projects.
Regulatory Reporting Compliance Manager in London employer: Barclay Simpson
Contact Detail:
Barclay Simpson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Compliance Manager in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, or even hit up LinkedIn. The more you chat with folks in regulatory reporting, the better your chances of landing that dream job.
✨Show Off Your Skills
When you get the chance to meet potential employers, don’t hold back! Share specific examples of how you've tackled complex reporting issues or improved processes. We want to see your expertise shine through!
✨Tailor Your Approach
Every firm is different, so make sure you tailor your conversations to their specific needs. Research the company’s reporting challenges and come prepared with ideas on how you can help them navigate those complexities.
✨Apply Through Us!
Don’t forget to check out our website for openings! Applying directly through us not only shows your interest but also gives you a better shot at getting noticed by the right people in the firm.
We think you need these skills to ace Regulatory Reporting Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Reporting Compliance Manager role. Highlight your experience in regulatory reporting and any specific frameworks you've worked with. We want to see how your skills match what we're looking for!
Showcase Your Achievements: Don’t just list your responsibilities; showcase your achievements! Use numbers and examples to demonstrate how you’ve improved reporting processes or resolved complex issues. This helps us see the impact you've made in previous roles.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory reporting and how your background makes you a great fit for our team. Keep it concise but engaging – we want to feel your enthusiasm!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to upload your CV and cover letter directly. Plus, it helps us keep track of your application!
How to prepare for a job interview at Barclay Simpson
✨Know Your Regulatory Frameworks
Make sure you brush up on the key regulatory frameworks relevant to the role, such as UK and EU transaction reporting obligations. Being able to discuss these frameworks confidently will show that you’re not just familiar with them but can also navigate their complexities.
✨Demonstrate Your Analytical Skills
Prepare to showcase your analytical capabilities, especially when it comes to handling large datasets. Bring examples of how you've validated complex transaction data or resolved reporting issues in the past. This will highlight your problem-solving skills and attention to detail.
✨Engage with Technology Insights
Since the role involves working closely with technology teams, be ready to discuss any experience you have with reporting platforms or automation tools. Share specific instances where you contributed to enhancing reporting infrastructure or resolving data integrity issues.
✨Showcase Your Communication Skills
Effective communication is key in this role, especially when liaising with compliance leadership and other stakeholders. Prepare to discuss how you've provided guidance or training in previous positions, and be ready to demonstrate your ability to produce clear, high-quality management information.
