Barclay Simpson is recruiting for a senior compliance leader to take ownership of the entire function within a City of London wealth management boutique. The role includes SMF16/17 responsibilities, acting as DPO, and managing regulatory relationships to support senior management and the business’s regulatory posture. The successful candidate will bring wealth management compliance experience, governance focus, and the ability to lead an external consultancy-supported function.
Head of Compliance & DPO - Wealth Mgmt (Hybrid, Benefits) employer: Barclay Simpson
Join a dynamic and innovative Front Office Quant team where your expertise in designing and enhancing pricing models for Structured Rates Exotics will be highly valued. With a strong focus on collaboration and immediate impact, this role offers competitive compensation and the chance to work in a fast-paced trading environment that fosters professional growth and development. Experience a supportive work culture that encourages ownership and technical excellence while contributing to critical projects alongside industry-leading professionals.
