At a Glance
- Tasks: Lead compliance policy development and support governance frameworks in a dynamic financial institution.
- Company: Join a prestigious international bank committed to compliance excellence and innovation.
- Benefits: Enjoy competitive pay, hybrid work options, and opportunities for career growth in an inclusive environment.
- Why this job: Shape compliance policies while collaborating with diverse teams and making a real impact.
- Qualifications: 5-7 years in compliance policy or governance with strong communication and project management skills.
- Other info: This role offers visibility and the chance to influence key committees in London.
The predicted salary is between 43200 - 72000 Β£ per year.
Compliance Policy & Governance Manager (VP)
An international financial institution is looking for a Compliance Policy & Governance Manager to support its Head of Policy & Governance in London.
This is a broad and highly visible role with the opportunity to deputise at key committees and shape the bankβs compliance policy framework.
Key Responsibilities:
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Develop and enhance compliance policy and governance frameworks
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Advise business and support functions (Ops, HR, IT) on regulatory change
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Drive process improvements as part of a compliance transformation initiative
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Chair or support key internal committees and governance activities
What Weβre Looking For:
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5β7 years\’ experience in compliance policy, governance or advisory
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Strong communication and senior stakeholder engagement skills
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Experience delivering compliance initiatives in complex environments
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Project-based experience within regulatory compliance
Location: London (Hybrid working, approx. 3 days in office)
Level: Vice President
Benefits: Competitive compensation, hybrid work model, career development, inclusive culture
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Compliance Policy & Governance Manager employer: Barclay Simpson
Contact Detail:
Barclay Simpson Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Compliance Policy & Governance Manager
β¨Tip Number 1
Network with professionals in the compliance field, especially those who have experience in financial institutions. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance policy and governance.
β¨Tip Number 2
Familiarise yourself with the specific regulatory frameworks relevant to the financial sector. Understanding the nuances of regulations like MiFID II or GDPR can set you apart and demonstrate your commitment to the role.
β¨Tip Number 3
Prepare to discuss your experience with process improvements and compliance initiatives during interviews. Be ready to share specific examples of how you've successfully navigated complex environments and driven change.
β¨Tip Number 4
Showcase your communication skills by engaging with stakeholders on platforms like LinkedIn. Share insights or articles related to compliance policy and governance to establish your expertise and attract attention from hiring managers.
We think you need these skills to ace Compliance Policy & Governance Manager
Some tips for your application π«‘
Tailor Your CV: Make sure your CV highlights your 5β7 years of experience in compliance policy and governance. Emphasise any relevant project-based experience and your ability to engage with senior stakeholders.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and governance. Mention specific examples of how you've driven process improvements or advised on regulatory changes in previous roles.
Showcase Communication Skills: Since strong communication skills are essential for this role, consider including examples in your application that demonstrate your ability to convey complex information clearly to various stakeholders.
Highlight Leadership Experience: If you have experience chairing committees or leading governance activities, make sure to highlight this in your application. This will show your capability to take on a visible role within the organisation.
How to prepare for a job interview at Barclay Simpson
β¨Understand the Compliance Landscape
Familiarise yourself with the latest compliance regulations and frameworks relevant to the financial sector. Being able to discuss recent changes and their implications will demonstrate your expertise and commitment to the role.
β¨Showcase Your Stakeholder Engagement Skills
Prepare examples of how you've successfully engaged with senior stakeholders in previous roles. Highlight your communication strategies and how you navigated complex discussions, as this is crucial for the position.
β¨Demonstrate Project Management Experience
Be ready to discuss specific projects you've led or contributed to within regulatory compliance. Focus on your role in driving process improvements and how you managed challenges during these initiatives.
β¨Prepare for Scenario-Based Questions
Anticipate questions that may ask how you would handle specific compliance challenges or regulatory changes. Think through your approach to problem-solving and decision-making in a governance context to showcase your strategic thinking.