Compliance Analyst

Compliance Analyst

Entry level 36000 - 60000 ÂŁ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Support employee compliance activities and monitor regulatory controls.
  • Company: Leading UK financial services firm with a focus on compliance.
  • Benefits: Hybrid working, permanent role, and strong development potential.
  • Why this job: Kickstart your compliance career with hands-on experience and growth opportunities.
  • Qualifications: 0-3 years in compliance or related fields; strong attention to detail.
  • Other info: Dynamic team environment with a focus on continuous improvement.

The predicted salary is between 36000 - 60000 ÂŁ per year.

We are partnering with a leading UK financial services firm to hire a Central Compliance Analyst into their growing Compliance function. This is an excellent opportunity for someone early in their compliance career who wants broad exposure across employee compliance, monitoring/testing, reporting, and new compliance systems. The team is looking for someone who is highly organised, detail-driven, and keen to understand the “why” behind compliance controls.

The Central Compliance Analyst will support day-to-day employee compliance activity and monitoring across the business. The role is hands-on and process-driven, offering strong long-term development for someone who wants to build a solid foundation in regulatory compliance and conduct risk.

Key responsibilities include:

  • Employee Compliance
    • Supporting Personal Account Dealing (PAD) processes and manual checks
    • Reviewing Gifts & Entertainment disclosures and reconciliations
    • Supporting Conflicts of Interest / outside activities declarations
    • Supporting compliance training and attestations
  • Monitoring & Testing
    • Conducting validation and reconciliation exercises
    • Supporting monitoring activity to assess whether controls are operating effectively
    • Escalating and documenting issues and supporting breach reporting
    • Supporting the rollout and testing of a new e-communications surveillance solution
    • Conducting initial triage of outputs and escalating appropriately
  • Reporting & Stakeholder Support
    • Producing MI and compliance reporting for senior stakeholders
    • Supporting wider compliance priorities and continuous improvement initiatives

Candidate Profile

This role suits someone with 0–3 years’ relevant experience (or strong internships/graduate experience) in compliance, risk, governance, audit, or a regulated environment. The successful candidate will demonstrate:

  • Strong attention to detail and a structured mindset
  • Comfort working in a manual, process-led environment
  • Sound judgement and confidence escalating issues
  • Strong written communication and reporting skills
  • A genuine interest in compliance, conduct, and regulatory standards

Note: This is not a financial crime / KYC / AML monitoring role.

Package & Working Pattern

Hybrid working: 4 days in the office (London) Permanent role with strong development potential.

Compliance Analyst employer: Barclay Simpson

Join a leading UK financial services firm that prioritises employee development and offers a dynamic work culture. As a Central Compliance Analyst, you'll benefit from hands-on experience in compliance while enjoying a hybrid working model that promotes work-life balance. With a strong focus on training and growth opportunities, this role is perfect for those looking to build a rewarding career in regulatory compliance within a supportive environment.
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Contact Detail:

Barclay Simpson Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Analyst

✨Tip Number 1

Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can lead to opportunities that aren’t even advertised yet.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of compliance regulations and practices. We recommend having a few examples ready that showcase your attention to detail and structured mindset.

✨Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds.

✨Tip Number 4

Apply through our website for the best chance at landing that Compliance Analyst role. We’re all about helping you find the right fit, so don’t miss out on the opportunity!

We think you need these skills to ace Compliance Analyst

Attention to Detail
Organisational Skills
Understanding of Compliance Controls
Employee Compliance Processes
Monitoring and Testing
Validation and Reconciliation
Issue Escalation
Compliance Reporting
Stakeholder Communication
Interest in Regulatory Standards
Process-Driven Mindset
Written Communication Skills
Judgement and Decision-Making

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight any relevant experience, skills, and projects that align with the job description. We want to see how your background fits into our compliance world!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can contribute to our team. Keep it concise but engaging – we love a good story!

Show Off Your Attention to Detail: Since this role requires strong attention to detail, make sure your application is free from typos and errors. We appreciate a well-organised application that reflects your structured mindset.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just a few clicks and you’re in!

How to prepare for a job interview at Barclay Simpson

✨Know Your Compliance Basics

Before the interview, brush up on the fundamentals of compliance and regulatory standards. Understand key concepts like Personal Account Dealing (PAD) and how compliance controls function. This will show your genuine interest in the field and help you answer questions confidently.

✨Showcase Your Attention to Detail

Since the role requires a strong attention to detail, prepare examples from your past experiences where you demonstrated this skill. Whether it’s through internships or academic projects, be ready to discuss how you ensured accuracy and thoroughness in your work.

✨Prepare for Scenario Questions

Expect scenario-based questions that assess your judgement and problem-solving skills. Think about how you would handle potential compliance issues or conflicts of interest. Practising these scenarios can help you articulate your thought process clearly during the interview.

✨Ask Insightful Questions

At the end of the interview, don’t forget to ask questions! Inquire about the team’s approach to compliance training or how they measure the effectiveness of their controls. This shows your enthusiasm for the role and helps you gauge if the company is the right fit for you.

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