At a Glance
- Tasks: Support employee compliance activities and monitor regulatory controls in a dynamic environment.
- Company: Leading UK financial services firm with a focus on compliance and development.
- Benefits: Competitive salary, hybrid working, and strong career development opportunities.
- Why this job: Kickstart your compliance career and gain hands-on experience in a supportive team.
- Qualifications: 0-3 years of experience in compliance or related fields; strong attention to detail.
- Other info: Great opportunity for growth in a structured, process-driven role.
The predicted salary is between 47000 - 65000 ÂŁ per year.
We are partnering with a leading UK financial services firm to hire a Central Compliance Analyst into their growing Compliance function. This is an excellent opportunity for someone early in their compliance career who wants broad exposure across employee compliance, monitoring/testing, reporting, and new compliance systems. The team is looking for someone who is highly organised, detail-driven, and keen to understand the “why” behind compliance controls.
The Role
The Central Compliance Analyst will support day-to-day employee compliance activity and monitoring across the business. The role is hands-on and process-driven, offering strong long-term development for someone who wants to build a solid foundation in regulatory compliance and conduct risk.
Key responsibilities include:
- Employee Compliance
- Supporting Personal Account Dealing (PAD) processes and manual checks
- Reviewing Gifts & Entertainment disclosures and reconciliations
- Supporting Conflicts of Interest / outside activities declarations
- Supporting compliance training and attestations
- Monitoring & Testing
- Conducting validation and reconciliation exercises
- Supporting monitoring activity to assess whether controls are operating effectively
- Escalating and documenting issues and supporting breach reporting
- Systems & Surveillance Support
- Supporting the rollout and testing of a new e-communications surveillance solution
- Conducting initial triage of outputs and escalating appropriately
- Reporting & Stakeholder Support
- Producing MI and compliance reporting for senior stakeholders
- Supporting wider compliance priorities and continuous improvement initiatives
Candidate Profile
This role suits someone with 0–3 years’ relevant experience (or strong internships/graduate experience) in compliance, risk, governance, audit, or a regulated environment. The successful candidate will demonstrate:
- Strong attention to detail and a structured mindset
- Comfort working in a manual, process-led environment
- Sound judgement and confidence escalating issues
- Strong written communication and reporting skills
- A genuine interest in compliance, conduct, and regulatory standards
Note: This is not a financial crime / KYC / AML monitoring role.
Package & Working Pattern
£55,000 – £75,000 depending on experience. Hybrid working: 4 days in the office (London). Permanent role with strong development potential.
Central Compliance Analyst employer: Barclay Simpson
Contact Detail:
Barclay Simpson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Central Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations and the specific challenges faced by the firm. Show them you’re not just interested in the role, but also in their mission.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance! We love seeing candidates who take the initiative to connect directly with us. It shows you're serious about joining the team!
We think you need these skills to ace Central Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Central Compliance Analyst role. Highlight any relevant experience, especially in compliance or regulatory environments, and don’t forget to showcase your attention to detail!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re interested in compliance and how your skills align with the job. Be genuine and let your personality come through.
Showcase Your Skills: In your application, emphasise your strong written communication skills and structured mindset. Mention any experience with monitoring, testing, or reporting, as these are key aspects of the role.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to see your application and get you into the process smoothly. Don’t miss out on this opportunity!
How to prepare for a job interview at Barclay Simpson
✨Know Your Compliance Basics
Before the interview, brush up on the fundamentals of compliance and regulatory standards. Understand key concepts like Personal Account Dealing (PAD) and how compliance controls work. This will show your genuine interest in the field and help you answer questions confidently.
✨Showcase Your Attention to Detail
Since the role requires strong attention to detail, prepare examples from your past experiences where you demonstrated this skill. Whether it’s through internships or academic projects, be ready to discuss how you ensured accuracy and thoroughness in your work.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your judgement and problem-solving skills. Think about potential compliance issues you might face and how you would escalate them. Practising these scenarios can help you articulate your thought process clearly during the interview.
✨Communicate Clearly and Effectively
Strong written communication is key in this role, so practice articulating your thoughts clearly. During the interview, focus on being concise and structured in your responses. This will not only demonstrate your communication skills but also reflect your ability to produce clear compliance reports.