At a Glance
- Tasks: Provide compliance advice and support across Fixed Income businesses in a dynamic banking environment.
- Company: Join a leading international investment bank with a focus on growth and innovation.
- Benefits: Competitive salary, bonus, excellent benefits, and hybrid working model.
- Other info: Opportunity for career advancement and exposure to new business initiatives.
- Why this job: Gain diverse experience and make an impact in a collaborative team during a growth phase.
- Qualifications: Advisory Compliance experience and strong knowledge of Fixed Income products required.
The predicted salary is between 110000 - 135000 £ per year.
Job reference: NE/44805
Sector: Banking
Region: London
Location: London (City)
Salary: 110,000 – 135,000 + Bonus + Excellent Benefits
Hybrid: 4 days office / 1 day home
Barclay Simpson is partnering with a leading international investment bank to recruit a Senior Compliance Advisory Manager into its Global Banking & Markets division. This is an excellent opportunity to join a business that is investing heavily across its wholesale banking platform, with significant growth initiatives underway across Fixed Income, Commodities and Structured Products. The successful candidate will join a highly respected advisory team supporting front-to-back wholesale banking activities in a broad and varied role.
The Role
Reporting to the Head of Compliance Advisory, you will provide trusted regulatory advice across Fixed Income businesses while also supporting a wider range of wholesale banking activities including operational and post-trade functions.
Responsibilities include:
- Providing day-to-day compliance advisory support to Fixed Income businesses.
- Advising on UK regulatory requirements across wholesale banking activities.
- Supporting governance, policies, procedures and regulatory risk assessments.
- Delivering compliance training and regulatory guidance to business stakeholders.
- Advising on new products, business initiatives and regulatory change.
- Supporting transaction reporting, post-trade and operational compliance matters.
- Providing guidance on US regulatory requirements including Swap Dealer and Volcker Rule obligations where applicable.
- Working closely with senior stakeholders across Front Office, Operations, Legal and Risk.
About You
The successful candidate is likely to have:
- Advisory Compliance experience within an investment bank or wholesale financial institution.
- Strong knowledge of Fixed Income products and markets.
- Experience supporting Front Office businesses as a trusted compliance adviser.
- Broad regulatory knowledge across wholesale banking rather than a purely specialist or surveillance-focused background.
- Experience drafting policies, conducting risk assessments and delivering regulatory training.
- Strong stakeholder management skills with a proactive, hands-on approach.
- Exposure to US regulatory frameworks (including Swap Dealer or Volcker Rule requirements) would be advantageous but is not essential.
Why Apply?
This opportunity offers considerably more breadth than many advisory roles within larger institutions. The successful candidate will gain exposure across trading, operations and post-trade activities, working within a collaborative team where individuals take ownership across multiple regulatory disciplines. The business has recently completed a major regulatory transformation programme and is now entering a significant growth phase, creating genuine opportunities to work on new business initiatives, product launches and strategic expansion across the investment bank. This is an outstanding opportunity for an ambitious compliance professional looking to broaden their experience whilst joining a high-performing and supportive team.
Please contact NE@barclaysimpson.com for more information.
Senior Compliance Advisory Manager employer: Barclay Simpson Corporate Governance Recruitment
As a leading investment bank located in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to innovation in quantitative analytics offers unique opportunities for professionals to influence pricing models across multiple asset classes while collaborating with top-tier teams. With competitive compensation packages and a focus on continuous improvement, we are an excellent employer for those seeking meaningful and rewarding careers in the financial services sector.
Contact Details:
Barclay Simpson Corporate Governance Recruitment Recruitment Team
StudySmarter Expert Advice🤫
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