At a Glance
- Tasks: Provide compliance advisory to trading teams and manage regulatory risks in a fast-paced environment.
- Company: Leading global investment bank with a strong focus on trading compliance.
- Benefits: Hybrid working model, excellent work-life balance, and clear internal mobility opportunities.
- Other info: Open to high-potential candidates ready to step up; diverse talent encouraged to apply.
- Why this job: Join a high-performing team and make a real impact on trading compliance in a dynamic setting.
- Qualifications: Experience in compliance advisory within investment banking and strong product knowledge in Rates or FX.
The predicted salary is between 54000 - 66000 £ per year.
We are partnering with a leading global investment bank to hire a Vice President within Trading Compliance, supporting a high-performing Sales & Trading franchise. This role sits directly aligned to the trading floor, providing real-time advisory and oversight to desks covering Rates, FX and Emerging Markets.
The Opportunity
This is a front-office aligned compliance advisory role, working closely with traders, sales and structuring teams across core trading products. The platform is performing strongly, offering excellent exposure, visibility, and genuine internal mobility opportunities within a top-tier investment bank. The team is specifically seeking individuals with deep product expertise—this is not a generalist advisory role. Candidates should come from environments where they have supported active trading desks and can operate credibly in a fast-paced, specialist setting.
Key Responsibilities
- Provide day-to-day compliance advisory to trading and sales teams (Rates, FX, EM)
- Partner closely with the front office on product governance, client activity and risk management
- Offer guidance on complex transactions, new products and structuring activity
- Identify and manage conduct and regulatory risks, escalating where appropriate
- Collaborate with global compliance, risk, and control functions to ensure robust frameworks
- Contribute to the development of a strong risk culture and control environment
Coverage Area
The business spans:
- Fixed Income Rates (e.g. sovereign bonds, interest rate derivatives)
- FX (spot, forwards, swaps, options)
- Emerging Markets products and solutions
Supporting market-making and client solutions across global institutional clients.
Candidate Profile
- Proven experience in a Compliance Advisory / Business Oversight role within a tier-one investment bank
- Strong product knowledge in Rates, FX or closely aligned areas (e.g. Credit)
- Experience working directly with trading desks / on the trading floor
- Solid understanding of global regulatory frameworks and market conduct risk
- Ability to challenge and influence senior stakeholders in a commercial environment
- Strong judgement, communication skills, and ability to manage competing priorities
Additional Context
- The team is open to high-potential AVP-level candidates stepping up to VP
- Strong preference for specialists over generalists—candidates from smaller institutions with broad coverage are less aligned
- Hybrid working model (3 days in office) with a strong emphasis on work-life balance
- High-performing business with clear internal mobility opportunities
Trading Compliance VP Job in London employer: Barclay Simpson Corporate Governance Recruitment
As a leading global investment bank, we pride ourselves on being an excellent employer that fosters a dynamic and inclusive work culture. Our London office offers a hybrid working model, promoting work-life balance while providing exceptional opportunities for professional growth and internal mobility within a high-performing team. With a focus on specialist roles, we encourage candidates with deep product expertise to thrive in a collaborative environment that values diverse perspectives and innovative thinking.
Contact Details:
Barclay Simpson Corporate Governance Recruitment Recruitment Team
StudySmarter Expert Advice🤫
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We think you need these skills to ace Trading Compliance VP Job in London
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