At a Glance
- Tasks: Provide regulatory advice and support across Fixed Income businesses in a leading investment bank.
- Company: Join a top international investment bank with exciting growth initiatives.
- Benefits: Competitive salary, bonus, excellent benefits, and hybrid working model.
- Other info: Great opportunity for ambitious professionals to expand their expertise in a supportive team.
- Why this job: Be part of a dynamic team driving compliance in a rapidly growing environment.
- Qualifications: Experience in compliance advisory within investment banking and broad regulatory knowledge.
The predicted salary is between 110000 - 135000 £ per year.
London (City)Salary: 110,000 – 135,000 + Bonus + Excellent Benefits
Hybrid: 4 days office / 1 day home Barclay Simpson is partnering with a leading international investment bank to recruit a Senior Compliance Advisory Manager into its Global Banking & Markets division.
This is an excellent opportunity to join a business that is investing heavily across its wholesale banking platform, with significant growth initiatives underway across Fixed Income, Commodities and Structured Products.
The Role Reporting to the Head of Compliance Advisory, you will provide trusted regulatory advice across Fixed Income businesses while also supporting a wider range of wholesale banking activities including operational and post-trade functions.
Providing day-to-day compliance advisory support to Fixed Income businesses.
Advising on UK regulatory requirements across wholesale banking activities.
Supporting governance, policies, procedures and regulatory risk assessments.
Delivering compliance training and regulatory guidance to business stakeholders.
Advising on new products, business initiatives and regulatory change.
Supporting transaction reporting, post-trade and operational compliance matters.
Providing guidance on US regulatory requirements including Swap Dealer and Volcker Rule obligations where applicable.
Working closely with senior stakeholders across Front Office, Operations, Legal and Risk.
Advisory Compliance experience within an investment bank or wholesale financial institution.
Experience supporting Front Office businesses as a trusted compliance adviser.
Broad regulatory knowledge across wholesale banking rather than a purely specialist or surveillance-focused background.
Experience drafting policies, conducting risk assessments and delivering regulatory training.
Exposure to US regulatory frameworks (including Swap Dealer or Volcker Rule requirements) would be advantageous but is not essential.
The successful candidate will gain exposure across trading, operations and post-trade activities, working within a collaborative team where individuals take ownership across multiple regulatory disciplines.
The business has recently completed a major regulatory transformation programme and is now entering a significant growth phase, creating genuine opportunities to work on new business initiatives, product launches and strategic expansion across the investment bank.
This is an outstanding opportunity for an ambitious compliance professional looking to broaden their experience whilst joining a high-performing and supportive team.
com for more information We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
Senior Manager - Head of Compliance in London employer: Barclay Simpson Corporate Governance Recruitment
As a leading investment bank located in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to innovation in quantitative analytics offers unique opportunities for professionals to influence pricing models across multiple asset classes while collaborating with top-tier teams. With competitive compensation packages and a focus on continuous improvement, we are an excellent employer for those seeking meaningful and rewarding careers in the financial services sector.
Contact Details:
Barclay Simpson Corporate Governance Recruitment Recruitment Team
