Deputy Head of Compliance

Deputy Head of Compliance

Full-Time 100000 - 120000 £ / year (est.) Hybrid
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At a Glance

  • Tasks: Lead regulatory advisory and compliance monitoring while supporting senior management.
  • Company: International bank with a growing presence in the UK.
  • Benefits: Competitive salary, hybrid working, and comprehensive benefits package.
  • Other info: Opportunity for leadership in a dynamic banking environment.
  • Why this job: Join a visible role that shapes compliance strategy and builds relationships with regulators.
  • Qualifications: 10+ years in Financial Services compliance with strong regulatory knowledge.

The predicted salary is between 100000 - 120000 £ per year.

An international bank with a growing UK presence is looking for a seasoned Regulatory Compliance professional to join its London branch. This is a visible role leading a small team and supporting senior management across regulatory advisory, compliance monitoring, and control testing.

You must have corporate banking/retail banking experience.

What You’ll Do:

  • Lead the regulatory advisory function and horizon scanning.
  • Oversee the Compliance Monitoring Programme and internal control testing.
  • Deputise for senior management across key committees.
  • Build strong relationships with regulators and group stakeholders.

What We’re Looking For:

  • 10+ years in Financial Services compliance (5+ in leadership).
  • Strong PRA/FCA regulatory knowledge.
  • Experience across retail and corporate banking.

This role is open to candidates who have the right to work in the UK.

Deputy Head of Compliance employer: Barclay Simpson Corporate Governance Recruitment

As a leading investment bank located in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to innovation in quantitative analytics offers unique opportunities for professionals to influence pricing models across multiple asset classes while collaborating with top-tier teams. With competitive compensation packages and a focus on continuous improvement, we are an excellent employer for those seeking meaningful and rewarding careers in the financial services sector.

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Contact Details:

Barclay Simpson Corporate Governance Recruitment Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Deputy Head of Compliance

✨Tap into Campus Networks

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We think you need these skills to ace Deputy Head of Compliance

Regulatory Compliance
Compliance Monitoring
Control Testing
PRA/FCA Regulatory Knowledge
Corporate Banking Experience
Retail Banking Experience
Leadership Skills

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Barclay Simpson Corporate Governance Recruitment.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Barclay Simpson Corporate Governance Recruitment's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Barclay Simpson Corporate Governance Recruitment

✨Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Barclay Simpson Corporate Governance Recruitment.

✨Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

✨Show Your Passion for Finance

Since this is a full-time position, employers at Barclay Simpson Corporate Governance Recruitment will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

✨Network with Industry Professionals

Before your interview, reach out to current or former Barclay Simpson Corporate Governance Recruitment employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.