At a Glance
- Tasks: Ensure compliance with regulations and oversee office environments in a dynamic professional services firm.
- Company: Reputable professional services firm with a collaborative, partner-led culture.
- Benefits: Competitive salary, benefits package, and opportunities for professional growth.
- Other info: Hands-on role with direct exposure to senior stakeholders and flexible working options.
- Why this job: Make a real impact on compliance and work closely with senior leadership.
- Qualifications: Experience in compliance within regulated environments and strong attention to detail.
The predicted salary is between 55000 - 65000 £ per year.
A well-established and highly regarded professional services firm is seeking a Practice Compliance & Facilities Supervisor to join its London office. This is a unique opportunity to take ownership of compliance across a regulated accountancy practice, working directly with senior leadership to ensure the firm’s regulatory, operational, and physical environments meet the highest professional standards.
The Role
You will play a central role in ensuring the firm remains compliant with all relevant regulatory frameworks, including ICAEW requirements, audit regulations, AML, GDPR, and broader governance standards.
Responsibilities include:
- Coordinating and supporting regulatory inspections and audits
- Translating regulatory requirements into robust internal controls and processes
- Monitoring compliance across the business and ensuring follow-up actions are completed
- Maintaining and reviewing firm-wide policies and governance frameworks
- Delivering internal training and promoting a strong compliance culture
In addition, you will oversee the firm’s office environments, including facilities compliance, contractor coordination, and health & safety requirements. This is a hands-on role requiring both attention to detail and a proactive, practical approach.
The Candidate
You will have:
- Experience in compliance within a regulated professional services environment (accountancy preferred)
- Strong understanding of ICAEW regulations and practice assurance processes
- Experience supporting or coordinating external audits or inspections
- A methodical, detail-focused approach with the confidence to challenge where needed
- A proactive mindset and ability to take ownership of outcomes
- Exposure to facilities or operational compliance is advantageous but not essential.
The Opportunity
This role offers the chance to join a collaborative, partner-led firm where compliance is central to the business. You will have direct exposure to senior stakeholders and the opportunity to shape and enhance the firm’s compliance framework over time. Initial office presence is required due to the nature of the role, with flexibility available longer-term.
Compliance officer employer: Barclay Simpson Corporate Governance Recruitment
As a leading investment bank located in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to innovation in quantitative analytics offers unique opportunities for professionals to influence pricing models across multiple asset classes while collaborating with top-tier teams. With competitive compensation packages and a focus on continuous improvement, we are an excellent employer for those seeking meaningful and rewarding careers in the financial services sector.
Contact Details:
Barclay Simpson Corporate Governance Recruitment Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance officer
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Barclay Simpson Corporate Governance Recruitment looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance officer
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Barclay Simpson Corporate Governance Recruitment. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Barclay Simpson Corporate Governance Recruitment
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Barclay Simpson Corporate Governance Recruitment’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
