Paraplanner - RDR Level 4

Our client is looking for a Paraplanner RDR Level 4 to join their team on a permanent basis in London.

Responsibilities:

Evaluate prospective client objectives, portfolio holdings, time-horizon, cash flow needs, and financial situation to determine a suitable asset allocation recommendation

Review and formulate plans for clients with highly specialised situations

Review prospective clients\’ existing pension and investment bond arrangements to determine whether a transfer is suitable

Create and lead training for other groups within the firm as needed

Work on ad hoc projects to improve the efficiency of PCA Group

Adhere to the T&C scheme to ensure regulatory compliance related to the provision of regulated advice

Skills and knowledge

A University degree or equivalent combination of education/experience

Level 4 Qualification CII Regulated Diploma in Financial Planning or CISI Investment Advice Diploma preferable

3+ years financial services experience required

Experience working with accuracy and ability to organise/time-manage

Very strong understanding of Financial Planning principles

Exceptional understanding of client suitability

It is a requirement to undergo an initial Fit and Proper (F&P) assessment before performing the role independently, and annual Fit & Proper Assessments will be required to ensure you remain F&P to carry out the functions of this role