Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead a team ensuring compliance in trade finance and mitigate financial crime risks.
- Company: Join an International Bank committed to maintaining high compliance standards.
- Benefits: Enjoy competitive pay, professional development opportunities, and a dynamic work environment.
- Why this job: Make a real impact in financial crime prevention while working with a supportive team.
- Qualifications: 5+ years in financial crime control, trade finance experience, and relevant degree required.
- Other info: Contact Judith Webb with your CV for more details on this exciting opportunity.
The predicted salary is between 48000 - 72000 £ per year.
Trade Finance and UK compliance skills are essential requirements for this position. Our client, an International Bank, is looking for a Trade Finance Financial Crime candidate to join their team in London. The purpose of the role is to work alongside the first line of defence of the firm’s three lines of defence model. The individual will be responsible for compliance quality assurance reviews to ensure the Financial Crime risk in trade finance transactions is mitigated.
Key responsibilities / accountabilities:
- Overseeing a team of Quality Control reviewers to determine whether financial crime control process outputs meet the established quality objectives set out in the department procedures.
- Ensuring consistency of application of the department’s screening standards against existing financial crime controls and regulatory benchmarks and ensuring that audit trail and record keeping is completed as per department procedures.
- Acting as a final reviewer of transactions reviewed by the team and testing assessments of the first line to ensure business is conducted in line with the risk and compliance policies.
- Monitoring the performance of the Operations Analysts to ensure that the transactions are always compliant with the UK applicable rules & regulations.
- Identifying any financial crime trends/concerns or control weaknesses to the relevant stakeholders including the proposal of improvements and the implementation of effective control improvements.
- Ensuring that the results of the QC reviews are communicated to the Operations team and are addressed in a timely manner.
- Escalating errors and exceptions identified during QC reviews in accordance with the department procedures and the validation of action plans to address QC findings.
- Supporting general QC trade-based activities and other duties.
Skills and Experience:
- Strong stakeholder management skills and able to maintain effective relationships across the three lines of defence.
- Ability to communicate and influence complex regulatory matters in a way that is tailored to the relevant audience.
- Analytical and problem-solving skills sufficient to analyse problems.
- Keep abreast of knowledge relating to the UK and global financial crime regulatory framework (JMLSG Guidance, FCA Thematic Review, Wolfsberg Principles).
- At least 5 years of work experience within financial crime control area of a bank with product experience of trade finance.
- Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/monitoring Function.
- Degree or equivalent industry standard qualification.
- Professional industry certification desirable.
- Overall knowledge of Microsoft Office (Excel, Word and Outlook).
- Knowledge of using Sanction, PEP and adverse media screening tools/software.
For more information on this role please contact Judith Webb by sending your CV and quoting ref 16859JW.
Trade Finance Financial Crime employer: Barbara Houghton Associates
Contact Detail:
Barbara Houghton Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Finance Financial Crime
✨Tip Number 1
Familiarise yourself with the latest UK financial crime regulations and compliance standards. This will not only help you understand the role better but also demonstrate your commitment to staying updated in this fast-evolving field.
✨Tip Number 2
Network with professionals in the trade finance and compliance sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in financial crime control.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you've successfully identified and mitigated financial crime risks. This will showcase your analytical skills and problem-solving abilities during the interview.
✨Tip Number 4
Research our company culture and values at StudySmarter. Understanding what we stand for will help you align your answers with our expectations and show that you're a great fit for the team.
We think you need these skills to ace Trade Finance Financial Crime
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in trade finance and financial crime compliance. Use specific examples that demonstrate your skills in stakeholder management, quality control, and regulatory compliance.
Craft a Strong Cover Letter: In your cover letter, explain why you are interested in this role and how your background aligns with the key responsibilities outlined in the job description. Mention your analytical skills and experience in monitoring compliance with UK regulations.
Highlight Relevant Experience: When detailing your work experience, focus on roles where you have overseen quality assurance reviews or managed teams. Emphasise any specific achievements related to mitigating financial crime risks in trade finance transactions.
Showcase Continuous Learning: Mention any relevant certifications or training you have completed, especially those related to financial crime compliance or trade finance. This shows your commitment to staying updated with industry standards and regulations.
How to prepare for a job interview at Barbara Houghton Associates
✨Showcase Your Trade Finance Knowledge
Make sure to highlight your understanding of trade finance and its compliance requirements. Be prepared to discuss specific regulations and how they impact financial crime controls, as this will demonstrate your expertise in the field.
✨Demonstrate Stakeholder Management Skills
Since strong stakeholder management is crucial for this role, think of examples where you've successfully maintained relationships across different teams. Share how you’ve influenced decisions or communicated complex regulatory matters effectively.
✨Prepare for Analytical Questions
Expect questions that assess your analytical and problem-solving skills. Be ready to discuss past experiences where you identified financial crime trends or control weaknesses and how you proposed improvements.
✨Familiarise Yourself with Relevant Tools
Brush up on your knowledge of screening tools and software used for sanctions, PEP, and adverse media checks. Being able to discuss your experience with these tools will show that you're well-prepared for the technical aspects of the role.
