Control Effectiveness Testing Manager

Deputy Manager – Control Effectiveness Testing

To perform Control Effectiveness Testing against the controls identified within the RCSA process and perform second line oversight reviews in line with the compliance monitoring plan.

Job Responsibilities

• Lead the design, execution, and improvement of control monitoring across all risk types within business units.
• Define the scope for Control Effectiveness Testing on RCSA.
• Develop a structured testing plan, covering methods, sampling, stakeholder engagement, timelines, follow-ups, and remedial action plans.
• Oversee the review of SOPs and Process Manuals, and conduct compliance oversight reviews across business and support functions.
• Track implementation of oversight recommendations and action points.
• Prepare detailed reports for Senior Management, summarizing findings and suggesting action plans.
• Analyze aggregated testing results to identify trends and issues with key controls across business units.

Competency

• Proven experience in Controls Testing and Operational Risk management within Financial Services.
• Strong knowledge of Risk Management practices and exposure to Operational Risk Management and controls testing.