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- Tasks: Support compliance and anti-financial crime functions with oversight reviews and advisory.
- Company: Join a dynamic team focused on regulatory compliance and financial crime risk management.
- Benefits: Enjoy flexible working options and a supportive corporate culture.
- Why this job: Make a real impact by ensuring compliance and mitigating financial crime risks.
- Qualifications: No specific qualifications required; just a passion for compliance and a keen eye for detail.
- Other info: Opportunity to work closely with senior management and develop valuable skills.
The predicted salary is between 36000 - 60000 £ per year.
The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.
Key Responsibilities
- Conduct Compliance Risk Assessments.
- Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
- Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
- Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
- Advise business units and senior management on Compliance and Financial Crime matters.
- Draft, review, and update policies to ensure regulatory compliance.
- Manage daily Compliance and Financial Crime operations across business and support functions.
- Independently investigate financial crime escalations and related queries.
Compliance Specialist employer: Bank
Contact Detail:
Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance frameworks relevant to our industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated on compliance matters.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in financial crime risk management. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and how you’ve successfully mitigated risks will make you stand out during the interview process.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you would approach conducting Compliance Risk Assessments. Being able to articulate your thought process will demonstrate your suitability for the role.
We think you need these skills to ace Compliance Specialist
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the responsibilities of a Compliance Specialist. Highlight your understanding of compliance risk assessments and financial crime risk management in your application.
Tailor Your CV: Make sure your CV reflects relevant experience in compliance and anti-financial crime functions. Use specific examples that demonstrate your ability to conduct oversight reviews and develop compliance monitoring plans.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and financial crime prevention. Mention how your skills align with the key responsibilities outlined in the job description, such as advising senior management and drafting policies.
Showcase Relevant Skills: Emphasise skills that are crucial for the role, such as analytical thinking, attention to detail, and strong communication abilities. Provide examples of how you've successfully identified and mitigated compliance risks in previous roles.
How to prepare for a job interview at Bank
✨Understand Compliance Fundamentals
Make sure you have a solid grasp of compliance regulations and financial crime risks. Brush up on key legislation and frameworks relevant to the role, as this will demonstrate your knowledge and commitment to the field.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific compliance scenarios or challenges. Think through potential situations you might face in the role and prepare structured responses that highlight your problem-solving skills and analytical thinking.
✨Showcase Your Communication Skills
As a Compliance Specialist, you'll need to advise various stakeholders. Be ready to discuss how you effectively communicate complex compliance issues to non-experts. Use examples from your past experiences to illustrate your ability to convey important information clearly.
✨Demonstrate Proactivity in Risk Management
Highlight any previous experience where you identified and mitigated compliance risks. Discuss your approach to developing monitoring plans and how you've successfully implemented controls in past roles, showcasing your proactive attitude towards compliance management.
