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- Tasks: Provide compliance advisory support and guidance across key financial business areas.
- Company: Join the Bank of China, a leading international bank with over 90 years in the UK.
- Benefits: Enjoy a competitive salary, inclusive culture, and opportunities for personal and professional growth.
- Why this job: Make a real impact in financial compliance while working with diverse teams.
- Qualifications: Degree in Finance, Law, or Banking; experience in compliance advisory preferred.
- Other info: Dynamic environment with excellent career advancement opportunities.
The predicted salary is between 55000 - 65000 £ per year.
The Financial Crime and Compliance (FC&C) department is responsible for ensuring that all financial crime and compliance risks within the Bank are identified, managed or mitigated. It establishes and maintains the Bank's regulatory communications, compliance risk management, regulatory reporting and compliance advisory.
As a Senior Officer - Compliance Advisory, you will be assisting the Regulatory Compliance (Wholesale) team by providing advisory, guidance, oversight and effective challenge across key public and private side business areas including Global Financial Markets, the London Trading Centre, Financial Markets Middle Office, Debt Capital Markets Centre, EMEA Syndications Centre and Research departments. This is a full time permanent position.
Key Responsibilities- Support the team in providing day-to-day compliance advisory support to first line of defence (1LoD) on products and services including FX Spot, Derivatives, Money Markets, Fixed Income Trading and Sales, Primary Bond Issuance and Syndicated Lending.
- Support the team in performing risk assessments and gap analysis, such as RCSA reviews, providing expert advice on risk ratings and challenging the adequacy and effectiveness of controls required to mitigate regulatory compliance and conduct risk.
- Support with the investigation of potential or actual breaches of relevant rules and regulations, assist in reporting to Senior Management and support remediation efforts.
- Assist with scanning for regulatory developments and support the business with implementation.
- Assist with timely record keeping and archive management.
- Support in the design and implementation of compliance-related policies and procedures as required in order to meet the requirements of new/updated regulations/legislations and embed these within the Bank.
- Respond to requests for advice from business units, support departments and positively provide the appropriate level of support to resolve the matter being referred.
- Support the team at departmental meetings, including project and product launches, providing support, guidance, check and challenge and present possible solutions.
- Participate in the planning, preparation and delivery of compliance-related training and provide support to all staff in system-related issues.
- Degree educated in Finance, Law, Banking or other relevant subjects.
- Demonstrated experience in providing advisory support to Global Markets or Corporates businesses within the banking industry, and/or experience working in a control room environment including management of information barriers, wall crossing procedures and market abuse oversight.
- Good FCA Handbook knowledge including COBS/MAR/SYSCKnowledge of UK MiFID/MiFIR.
- Able to work collaboratively and build relationships with people at all levels of the organisation.
- Solution oriented.
- Excellent communication skills with ability to present complex information clearly and concisely.
- Highly organised.
- Attention to details.
Having a presence in the UK for more than 90 years, Bank of China London Branch has been providing an excellent financial service to the market and maintain its competitive edge as an international bank operated in the UK. It has employees in over 33 countries, and it is one of the most internationalised overseas branch in the Bank of China Group. The Bank values the diversity of its employees and aims to create an inclusive environment where everyone can speak up and enjoy the equal opportunities to grow both personally and professionally.
Senior Officer - Compliance Advisory in London employer: Bank of China (UK) Limited
Contact Detail:
Bank of China (UK) Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Officer - Compliance Advisory in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in compliance roles. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance practices. We recommend creating a cheat sheet of key points to discuss, so you can impress the interviewers with your expertise.
✨Tip Number 3
Showcase your problem-solving skills! During interviews, be ready to share examples of how you've tackled compliance challenges in the past. This will demonstrate your ability to provide effective advisory support.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Officer - Compliance Advisory in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Officer - Compliance Advisory role. Highlight your experience in compliance advisory and any relevant financial crime knowledge. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Showcase Your Communication Skills: Since this role involves advising and guiding various teams, it's crucial to demonstrate your communication skills. Use clear and concise language in your application to show us you can present complex information effectively.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you get all the updates directly from us. Plus, it’s super easy!
How to prepare for a job interview at Bank of China (UK) Limited
✨Know Your Regulations
Make sure you brush up on the FCA Handbook and relevant regulations like MiFID and MAR. Being able to discuss these confidently will show that you're not just familiar with compliance but also understand how it applies to the role.
✨Demonstrate Your Advisory Skills
Prepare examples from your past experience where you've provided compliance advisory support. Highlight specific situations where you challenged existing processes or provided solutions, as this will showcase your proactive approach.
✨Showcase Your Communication Skills
Since the role requires clear communication of complex information, practice explaining technical concepts in simple terms. You might even want to prepare a mini-presentation on a compliance topic to demonstrate your ability to convey information effectively.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance breaches or regulatory changes. Think through how you would handle these scenarios, focusing on your analytical skills and solution-oriented mindset.