At a Glance
- Tasks: Support risk management and compliance frameworks while ensuring regulatory obligations are met.
- Company: Banco Sabadell, a respected financial institution committed to equality and professional development.
- Benefits: Inclusive workplace, opportunities for growth, and a supportive team environment.
- Other info: Join a diverse team dedicated to fostering respect and equal opportunities.
- Why this job: Make a real impact in risk management and compliance within a dynamic financial setting.
- Qualifications: Degree in relevant fields and experience in risk management or compliance.
The predicted salary is between 50000 - 60000 £ per year.
Career Opportunities: Risk & Compliance Officer UK (38155)
What you will do in your day to day…
Wearelookingfora Risk&Compliance Officerin London, responsibleforsupportingtheimplementation, maintenanceandcontinuousimprovementofthe Enterprise Risk Management(ERM)Frameworkand Compliance Frameworkwithin Banco Sabadell, London Branch.
The role will support the Branch in meeting its regulatory obligations across risk management, operational resilience, AML and Financial Crime, ensuring effective internal controls, data integrity and alignment with UK regulatory expectations from the FCA and PRA.
The position offers broad exposure across the business, with regular interaction with local stakeholders and Group teams.
Your main responsibilities will include
- Supporttheimplementationandcontinuousenhancementofthe Enterprise Risk Management(ERM)Framework, ensuringalignmentwithrecognisedstandardssuchas ISO31000and COSOframeworks.
- Maintainandoverseekeyriskmanagementtools, including Risk Registers, Incident Registers, Risk&Control Matricesand Key Risk Indicators(KRIs), ensuringaccurateassessment, monitoringandreportingofriskexposures.
- Performsecondlineofdefencecontrols, ensuringappropriatedocumentation, evidenceandconsistencywithinternalstandardsandregulatoryexpectations.
- Supportthecoordinationof Risk Committees, includingpreparationofmaterials, reportingofriskexposuresandfollow-upofagreedactions.
- Contributetothedevelopment, reviewandmonitoringofpolicies, proceduresandinternalcontrolframeworks.
- Supporttheimplementationandmaintenanceofthe Operational Resilience Frameworkinlinewith PRASS1/21and FCArequirements.
- Assistintheidentificationandmappingof Important Business Services(IBSs), Business Impact Assessments(BIAs), impacttolerancesandrecoveryobjectives.
- Supportscenariotestingactivitiesandmonitorremediationactionsarisingfromresiliencereviewsandregulatoryexpectations.
- Execute Financial Crimeand Compliancecontrols, including AMLreviews, transactionscreening, alertmanagement, KYC, CDDand EDDprocesses.
- Providesupporttobusinessareasonclientonboarding, documentationreviews, riskclassificationandescalationofhigher-riskcases.
- Contributetoregulatorychangemanagementactivities, includingregulatoryanalysis, gapassessmentsandtrackingofremediationplans.
- Support Compliance Monitoringactivities, regulatoryreportingandthepreparationof Compliance Committeesdocumentation.
- Collect, analyseandinterpretdatafrommultiplesourcestoprovidemeaningfulinsightsintoriskandcomplianceexposures.
- Developreportinganddatavisualisationsolutionsusingtoolssuchas Power BI, leveragingemergingtechnologieswhereappropriatetoimproveanalysisandreportingcapabilities.
- What we value…
- Degreein Law, Economics, Business Administration, Financeorarelateddiscipline.
- Fluent Englishand Spanish, bothwrittenandspoken.
- Previousexperiencein Risk Management, Operational Risk, Compliance, Operational Resilienceor Financial Crimewithinaregulatedfinancialenvironment.
- Solidunderstandingof UKregulatoryframeworks, including FCAand PRAexpectations.
- Practicalexperiencewith Enterprise Risk Managementframeworks, internalcontrols, riskassessments, Risk&Control Matricesand Key Risk Indicators.
- Knowledge of Operational Resilience requirements, including Important Business Services, Business Impact Assessments and scenario testing.
- Experiencewith AML, KYC, Customer Due Diligence(CDD), Enhanced Due Diligence(EDD)and Financial Crimecontrols.
- Stronganalyticalanddatamanagementskills, withexperiencecollecting, validatingandinterpretingdatafrommultiplesources.
- Workingknowledgeoftoolssuchas Power BIanddatavisualisationtechniquesishighlyvalued.
- Experiencesupportingprocessimprovementsandimplementingmoreeffectiveandscalableriskandcomplianceprocesses.
- Strongstakeholdermanagementandcommunicationskills, withtheabilitytochallengeconstructivelyandinfluenceoutcomesacrossdifferentbusinessareas.
- Highlyorganised, detail-orientedandproactiveprofessional, withtheabilitytomanagemultipleprioritiesinachangingenvironment.
- Industry-recognisedqualificationssuchas ICA, CISI, ACAMSor IRMaredesirablebutnotessential.
Banco Sabadellis committed to promoting a workplace where people are treated with respect and dignity, fostering professional development and ensuring equal opportunities in recruitment, training and promotion, offering a work environment free from discrimination based on gender, age, sexual orientation, religion, ethnicity or any other personal or social condition.
Banco Sabadellis part of the network of companies recognised with the "Equality in the Workplace" distinction awarded by the Ministry of Equality.
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Risk & Compliance Officer UK employer: Banco Sabadell
Banco Sabadell is an exceptional employer located in the heart of London, offering a dynamic work environment that prioritises respect, dignity, and professional growth. With a strong commitment to employee development and equal opportunities, the company fosters a culture of collaboration and innovation, ensuring that every team member has the chance to thrive in their career. The role of Risk & Compliance Officer provides unique exposure to regulatory frameworks and operational resilience, making it a rewarding opportunity for those looking to make a meaningful impact in the financial sector.
