At a Glance
- Tasks: Manage client relationships and ensure compliance in investment operations.
- Company: Dynamic financial firm with a focus on international growth.
- Benefits: 33 days vacation, healthcare, pension contributions, and excellent training.
- Other info: Enjoy travel opportunities and work with leading finance companies.
- Why this job: Join a team that values your input and offers real career progression.
- Qualifications: 1+ years in finance or relevant academic background.
The predicted salary is between 30000 - 40000 £ per year.
- Investment Compliance & Risk – Sr./ Analyst
- Reporting to: Investment Compliance & Risk Team Lead
Experience: 1+ Years in the Financial Industry ( Graduates with relevant academic background are also welcome to apply)
It is our ambition to substantially grow our business internationally over the coming years.
The Investment Compliance & Risk – Sr./ Analyst plays a key role in ensuring excellent client delivery and service and is a driving force in our continued development.
Role Overview /Purpose of Job
The Investment Compliance & Risk – Sr./ Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients.
You will be adaptable and hard-working and demonstrate strong communication skills both in relation with your team and with the wider Funds-Axis business.
You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.
Key Responsibilities
- To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of:
- Regulatory rules
- Investment compliance
- Scheme mandates
- Risk Limit System
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
• Performance of daily processes to a high standard, including
- Data upload and exception investigation
- Governance over the successful completion of processes
- Investigating compliance results
- Client daily reporting via a daily dashboard
- Daily data quality checking in Highwire
- To ensure the highest standard of client relationship management, taking the lead on weekly and monthly calls and attending the quarterly call in line with Funds-Axis’ client governance policies, including periodic visits to client premises.
- To ensure delivery of excellent customer service, including evidence using workflow management tools in line with Funds-Axis’ policies.
- Other responsibilities as assigned.
- Logging Zoho issues logs/projects as appropriate and maintaining up to date reports.
- Support efficiency and automation projects.
- Annex IV reporting support, where appropriate, to excellent standards and in accordance with the schedule set out by the Regulatory Reporting Team Lead.
- Projects and other work as required.
- Proactively support more junior colleagues where required.
Why Choose Us?
- 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- 5.5% employer contribution pension (For India - Provident Fund as per the law)
- Healthcare Insurance
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First‑class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
- #J-18808-Ljbffr
Investment Compliance & Risk – Sr./ Analyst employer: AXIS GeoAviation LLC
Funds-Axis is an exceptional employer that prioritises innovation and collaboration, offering a dynamic work environment in the heart of Belfast. With a strong commitment to employee growth, we provide extensive training, generous vacation leave, and a competitive benefits package, including healthcare and pension contributions. Join us to work alongside leading international finance companies and enjoy excellent career progression opportunities while contributing to our mission of transforming the investment management industry.
StudySmarter Expert Advice🤫
We think this is how you could land Investment Compliance & Risk – Sr./ Analyst
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like AXIS GeoAviation LLC looking for candidates who are engaged and informed.
We think you need these skills to ace Investment Compliance & Risk – Sr./ Analyst
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at AXIS GeoAviation LLC. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at AXIS GeoAviation LLC
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with AXIS GeoAviation LLC’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
