At a Glance
- Tasks: Support compliance initiatives and help maintain regulatory standards in a dynamic environment.
- Company: Join Axi, a leading global brokerage with a focus on innovation and technology.
- Benefits: Enjoy 25 days annual leave, health insurance, and paid study and volunteer days.
- Other info: Collaborative culture with opportunities for growth and learning in a fast-paced setting.
- Why this job: Kickstart your career in Compliance within the exciting financial services industry.
- Qualifications: Fresh graduates welcome; relevant experience and a degree in related fields preferred.
Please note that we will only be able to accept candidates who have the appropriate rights and documentation for employment in London, United Kingdom.
Who We Are
Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting. Our business has evolved into a world-class, multifaceted brokerage with offices in six regions. With heavy investment in the latest trading technology, Axi seeks to offer the most comprehensive end-to-end trading experience available, servicing traders of all levels from beginners to institutional-level clients.
Let's talk about the cool stuff you will do at Axi!
The role is to work within the Risk Department to support the organisation’s compliance framework by helping ensure that regulatory obligations, internal policies, and risk‑management standards are understood, implemented, and maintained across the business.
Your EDGE Assignment / You Will
- Assisting with the implementation and ongoing monitoring of AI and automation initiatives within the Compliance function
- Creating and maintaining Compliance training modules and supporting the delivery of staff training
- Administering and maintaining the Compliance Management System, Learning Management System, and other critical governance systems
- Assisting with various ad hoc and ongoing compliance tasks as assigned
Are you the one?
- Fresh graduates are encouraged to apply. Relevant internship experience in Compliance, Risk, Legal, Governance, or a related field would be advantageous.
- Bachelor's degree in Law, Business, Commerce, Finance, or a related discipline is preferred. Candidates from other academic backgrounds are also welcome to apply.
- Strong interest in building a career in Compliance within the financial services industry.
- Excellent communication skills with the ability to respond to internal departmental queries and work collaboratively with stakeholders.
- Strong attention to detail and a high level of accuracy when handling administrative and compliance-related tasks.
- Organised, proactive, and eager to learn, with the ability to adapt quickly in a fast-paced environment.
- Willingness to learn and support day‑to‑day compliance activities, including complaint handling, compliance training administration, and governance processes.
- Ability to work independently while also collaborating effectively within a global Compliance team.
- Exposure to Compliance Management Systems (CMS), Learning Management Systems (LMS), AI or automation tools would be an advantage, but is not essential as training will be provided.
Axi's bag of delights
- 25 days annual leave
- 5 days paid study leave
- 1 paid volunteer day leave
- Health Insurance for self and option to include dependents.
- Pension Membership
- Life Assurance
At Axi, we prioritize creating a workplace that upholds fairness and respect for all. We encourage every individual within our community to contribute towards a culture where everyone feels a sense of belonging and is treated with the dignity they deserve. We make all employment‑related decisions—whether in hiring, compensation, training, performance reviews, or termination—based on merit and without bias, ensuring equal opportunities for everyone. We consciously work to identify and overcome any unconscious biases, with a commitment to fostering an inclusive environment where every employee and candidate feels genuinely welcomed and valued.
Compliance Assistant employer: Axi
Axi is an exceptional employer, offering a dynamic work environment in the heart of London, where innovation and client satisfaction are at the forefront of our operations. As a Premium Client Manager, you will benefit from competitive salaries, performance-based incentives, and extensive professional development opportunities, all while being part of a collaborative team that values integrity and excellence. With a strong commitment to employee growth and a hybrid working model, Axi provides a unique opportunity to thrive in the fast-paced fintech industry.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Assistant
✨Get Involved in Compliance Communities
Join local compliance or risk management networks and communities, like the International Compliance Association, where you can connect with professionals already in the field. These networks often have events and webinars that can help you learn and meet potential employers. Don’t be shy, ask questions and show your eagerness to learn!
✨Attend Industry Conferences
Look out for compliance and risk management conferences in your area or even virtual ones. These are great opportunities to meet industry leaders and learn about the latest trends. Plus, you never know when you’ll bump into someone from Axi who might be looking for fresh talent like you!
✨Leverage Internship Opportunities
As you’re aiming for an entry-level position, keep an eye on internship openings. Even a short internship can give you valuable exposure and connections in compliance-risk, so apply widely! We recommend checking out our website for any opportunities at Axi that might inspire you.
✨Showcase Your Knowledge
Create a blog or use social media to share your insights about compliance and risk topics. This not only enhances your visibility but also shows potential employers, like Axi, that you’re passionate and knowledgeable about the field. It could be the thing that sets you apart from other candidates!
We think you need these skills to ace Compliance Assistant
Some tips for your application 🫡
Show Off Your Attention to Detail:In the compliance-risk field, it's all about catching the little things. Make sure your application materials are free from typos or inconsistencies. Your CV should reflect your ability to spot errors and present information clearly—this is a crucial skill in compliance!
Highlight Relevant Coursework or Certifications:If you’ve taken any courses related to risk assessment or compliance, be sure to mention them. Even entry-level roles appreciate a solid foundation in the principles that guide the industry. Certificates, internships, or projects related to compliance will really make you stand out!
Keep It Professional, Yet Accessible:While we’re all for being a bit informal at times, remember that compliance-risk is a serious field. Your cover letter should reflect your enthusiasm and willingness to learn while maintaining a professional tone. Don’t just say you’re keen on the job—show it with clear reasons why you want to join Axi.
Tailor Your Application to Fit the Role:When applying for an entry-level position, specifically align your skills and experiences with the job description for Compliance Assistant at Axi. Talk about why you’re interested in compliance-risk and how your background, even if it’s academic, makes you a good fit!
How to prepare for a job interview at Axi
✨Know Your Compliance Basics
Brush up on the fundamental concepts of compliance and risk management. You might be asked to explain key regulations or compliance frameworks relevant to the role at Axi. Having a clear understanding will show your enthusiasm and preparedness for the entry-level position.
✨Get Familiar with Specific Tools
Be prepared to discuss any compliance software or tools you’ve encountered, even through coursework. Entry-level roles often use systems like SAP GRC or similar. If you can show familiarity or even a basic understanding of these tools, it’ll give you an edge in the interview.
✨Show Your Analytical Skills
Expect some scenario-based questions where you’ll have to analyse risk situations. Practice breaking down problems and articulating your thought process clearly. This is a key part of working in compliance and will demonstrate that you’re ready to tackle real-world issues at Axi.
✨Highlight Your Willingness to Learn
As this is an entry-level position, your eagerness to develop and grow is crucial. Discuss any relevant courses or projects you’ve done that show your commitment to improving your skills in compliance and risk management. Show them you’re keen to soak up knowledge and contribute at Axi!
