At a Glance
- Tasks: Lead compliance strategy and provide expert regulatory guidance to support AGH's growth.
- Company: Join AXA, a global leader in insurance and financial services.
- Benefits: Flexible work arrangements, competitive salary, and commitment to diversity.
- Other info: Collaborative environment with opportunities for professional growth.
- Why this job: Shape compliance culture and make a real impact in a trusted role.
- Qualifications: Extensive compliance experience and strong knowledge of FCA rules required.
The predicted salary is between 55000 - 65000 £ per year.
About AXA
AXA is a global leader in insurance and financial services, dedicated to helping customers protect what matters most to them. As the sixth-largest insurance company in the world, we provide a wide range of services, including health, car, home, and business insurance. We support millions of customers worldwide, helping them navigate life's uncertainties with confidence.
AXA Global Healthcare offers global healthcare support and protection to individuals and businesses in more than 200 countries, building on over 55 years of experience through its international hubs.
Job overview
As a Senior Compliance Advisor, you’ll provide expert regulatory guidance and technical leadership, acting as a trusted partner to support AGH’s strategic growth in a compliant and risk-aware manner. Reporting to the Head of Compliance, you’ll contribute to shaping the compliance strategy, offer support and coaching to colleagues, and take on line management responsibilities when needed. Your key focus will be driving a strong compliance culture and providing assurance to boards and senior management on the organisation’s adherence to regulatory standards. Through your leadership, you’ll help embed compliance at all levels, ensuring sustainable and responsible business practices.
Key responsibilities
- Provide strategic support to the Head of Compliance in ensuring robust governance, proactive risk management, and full alignment with evolving regulatory requirements and organisational objectives.
- Under direction lead the development and execution of compliance strategy including: the design and implementation of the annual compliance plan, supporting the compliance risk assessment and input into the annual compliance monitoring plan.
- Ensure initiatives drive proactive risk mitigation, regulatory adherence, and alignment with business objectives.
- Deliver expert regulatory advice to the First Line of Defence, to meet regulatory obligations including ICOBS, PROD, SYCS and the Consumer Duty.
- Support and challenge major transformation initiatives and projects as required to ensure compliance with current and emerging regulatory requirements.
- Support the embedding of group compliance and regulatory standards across AGH. Proactively identify, assess, and challenge gaps in frameworks and processes ensuring key regulatory requirements are met and developments impacting customer outcomes are implemented and integrated into business operations.
- Support the Head of Compliance as required to deliver quality, accurate, independent and relevant second line reporting to the AXA Health Division Executive and non-executive management and key committees. Represent compliance at AGH committees and working groups.
- Provide robust challenge and advice on key regulatory risks, emerging issues, and areas of exposure to strengthen governance and decision-making.
Work arrangements
At AXA we work smart, empowering our people to balance their time between home and the office in a way that works best for them, their team and our customers. You'll work at least two days a week (40%) away from home, moving to three days a week (60%) in the future. Away from home means attending the office, visiting clients or attending industry events.
Your skills & experience
- Extensive experience in a compliance role within a globally regulated environment.
- Strong knowledge of FCA rules, guidance, and practices, especially conduct of business and systems and controls.
- Proven experience in the financial services and general insurance sectors.
- Demonstrated ability to influence stakeholders, lead technical discussions, and develop innovative solutions.
- Experience participating in FCA supervision activities and managing regulatory relationships.
- Excellent verbal and written communication skills, with a focus on clarity and professionalism.
- Strong ability to work to deadlines, standards, and practices, with a proactive approach to risk and issue resolution.
- A collaborative mindset, capable of building effective relationships at all levels internally and externally.
As a precondition of employment for this role, you must be eligible and authorised to work in the United Kingdom.
We’re proud to be an Equal Opportunities Employer and don’t discriminate against employees or potential employees based on protected characteristics. If you have a long-term condition or disability and require adjustments during the application or interview process, we’re proud to offer access to the AXA Accessibility Concierge. For our support, please send an email to Bessie.Norris@axa-uk.co.uk.
Senior Compliance Advisor employer: AXA Group
AXA is an exceptional employer, offering a supportive and dynamic work environment in Tunbridge Wells for nurses looking to make a meaningful impact. With a strong focus on employee growth, we provide comprehensive training, flexible working arrangements, and the opportunity to work from home, ensuring a healthy work-life balance. Join our dedicated health support team and enjoy the benefits of being part of a global leader in insurance, where your contributions truly matter.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Advisor
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like AXA Group looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Advisor
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at AXA Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at AXA Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with AXA Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
