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- Tasks: Lead a team in marketing compliance and provide expert regulatory support across EMEA.
- Company: Join Aviva Investors, a forward-thinking firm with a commitment to inclusivity.
- Benefits: Generous pension, performance bonuses, flexible working, and 21 volunteering hours annually.
- Why this job: Shape the future of marketing compliance while making a real impact in a dynamic environment.
- Qualifications: Degree or equivalent experience in compliance, with strong stakeholder engagement skills.
- Other info: Flexible working options available; we welcome diverse backgrounds and experiences.
The predicted salary is between 48000 - 72000 £ per year.
Please note this position is based in London and this will be the contractual location of the successful candidate; other locations cannot be considered.
About the role
A bit about the job: We are seeking a highly skilled Compliance Advisory Senior Manager to lead our marketing and distribution compliance function within the wider Advisory Compliance team. In this role, you will shape and develop a critical area of the business, providing expert technical and advisory support on regulatory and strategic matters related to distribution and marketing, and working closely with colleagues across Sales and Marketing at Aviva Investors. You will lead a team of three, guiding the delivery of global technical support on product distribution and overseeing advice on all marketing activity across EMEA. Your responsibilities will include supporting international compliance teams, providing day-to-day regulatory input on marketing materials, maintaining key cross-border marketing rule databases, and reviewing distribution agreements. You will also contribute to distributor oversight processes, deliver training to Aviva Investors staff, and support the business on regulatory and commercial changes, including ESG and sustainable finance initiatives. Additionally, you will lead the development of marketing and distribution policies, act as the Compliance lead for Conduct Risk, contribute to senior management reports, and provide ongoing advice and training to Business Development teams. You will also support the Head of Advisory and Regulatory Development in mentoring and developing colleagues across the Compliance function.
Responsibilities
- Lead a team of three and deliver global technical support on product distribution and marketing advisory across EMEA.
- Provide day-to-day regulatory input on marketing materials and maintain cross-border marketing rule databases.
- Review distribution agreements and contribute to distributor oversight processes.
- Deliver training to Aviva Investors staff and support regulatory and commercial changes, including ESG initiatives.
- Develop marketing and distribution policies; act as the Compliance lead for Conduct Risk.
- Contribute to senior management reports and provide ongoing advice to Business Development teams.
- Mentor and develop colleagues across the Compliance function in collaboration with the Head of Advisory and Regulatory Development.
Skills and experience
- Degree or equivalent level of industry and technical experience.
- Significant experience of advising first line business on sales and distribution activity.
- Experience of engaging with senior stakeholders on complex regulatory issues.
- Financial promotion compliance experience covering UK or European collective investment schemes, ideally in an asset management firm.
- An excellent understanding of the current regulatory environment relating to ESG, and a willingness to further develop this understanding.
What you will get
- Generous pension scheme - Aviva will contribute up to 14%, depending on what you contribute.
- Eligibility for annual performance bonus.
- Family friendly parental and carer’s leave.
- Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days.
- Up to 40% discount for Aviva products.
- Aviva-funded Private Medical Benefit to help you get expert support when you need it.
- Flexible benefits including electric cars.
- Aviva Matching Share Plan and Save As You Earn scheme.
- 21 volunteering hours per year.
Aviva is for everyone
We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares. We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working – spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.
To find out more about working at Aviva take a look here.
Application
We’d love it if you could submit your application online. If you require an alternative method of applying, send an email to GlobalRecruitment@avivainvestors.com
Distribution & Marketing Compliance, Senior Manager in London employer: Aviva
Contact Detail:
Aviva Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Distribution & Marketing Compliance, Senior Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, especially those who work at Aviva or similar firms. A friendly chat can open doors and give you insider info on the role.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of current regulatory issues, especially around ESG. We want to see that you're not just familiar with the basics but can also discuss how these impact marketing and distribution.
✨Tip Number 3
Showcase your leadership skills! Be ready to share examples of how you've successfully led teams or projects in the past. We love candidates who can inspire and mentor others, especially in compliance roles.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re serious about joining our team at Aviva Investors.
We think you need these skills to ace Distribution & Marketing Compliance, Senior Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Distribution & Marketing Compliance, Senior Manager. Highlight your relevant experience in compliance advisory and any specific achievements that align with the job description.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Use it to showcase your understanding of regulatory issues and your experience in leading teams, while also expressing your enthusiasm for working with Aviva Investors.
Showcase Your Skills: Don’t forget to highlight your skills in engaging with senior stakeholders and your knowledge of ESG regulations. We want to see how you can contribute to our team and help shape our compliance function.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!
How to prepare for a job interview at Aviva
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance standards, especially those related to marketing and distribution in the financial sector. Being able to discuss specific examples of how you've navigated complex regulatory issues will show that you're not just familiar with the rules, but that you can apply them effectively.
✨Showcase Your Leadership Skills
Since this role involves leading a team, be prepared to share your experiences in mentoring and developing colleagues. Think of specific instances where you've guided a team through challenges or contributed to their professional growth. This will demonstrate your capability to lead and inspire others.
✨Engage with Stakeholders
Highlight your experience in engaging with senior stakeholders. Prepare to discuss how you've communicated complex regulatory matters to non-compliance professionals. This will illustrate your ability to bridge the gap between compliance and business development, which is crucial for this role.
✨Emphasise ESG Knowledge
Given the importance of ESG initiatives in this position, make sure you can articulate your understanding of current trends and regulations in sustainable finance. Share any relevant experiences or projects you've worked on that align with ESG principles, as this will set you apart from other candidates.
