Distribution & Marketing Compliance, Senior Manager in London
Distribution & Marketing Compliance, Senior Manager

Distribution & Marketing Compliance, Senior Manager in London

London Temporary 36000 - 60000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Lead marketing and distribution compliance, providing expert regulatory support and guidance.
  • Company: Join Aviva Investors, a leading asset management firm with a focus on sustainability.
  • Benefits: Generous pension scheme, performance bonuses, flexible working, and health benefits.
  • Why this job: Shape compliance practices in a dynamic environment and make a real impact.
  • Qualifications: Experience in compliance, sales, and distribution within the asset management industry.
  • Other info: Inclusive culture with opportunities for professional development and mentoring.

The predicted salary is between 36000 - 60000 £ per year.

This is a great job for someone who has great knowledge of Compliance leading practice within the asset management industry relating to conduct of business requirements, conduct risks and controls.

A bit about the job:

We are seeking a highly skilled Compliance Advisory Senior Manager to lead our marketing and distribution compliance function within the wider Advisory Compliance team. In this role, you'll shape and develop a critical area of the business, providing expert technical and advisory support on regulatory and strategic matters related to distribution and marketing, and working closely with colleagues across Sales and Marketing at Aviva Investors. You will lead a team of three, guiding the delivery of global technical support on product distribution and overseeing advice on all marketing activity across EMEA. Your responsibilities will include supporting international compliance teams, providing day‐to‐day regulatory input on marketing materials, maintaining key cross‐border marketing rule databases, and reviewing distribution agreements. You will also contribute to distributor oversight processes, deliver training to Aviva Investors staff, and support the business on regulatory and commercial changes, including ESG and sustainable finance initiatives. Additionally, you'll lead the development of marketing and distribution policies, act as the Compliance lead for Conduct Risk, contribute to senior management reports, and provide ongoing advice and training to Business Development teams. You will also support the Head of Advisory and Regulatory Development in mentoring and developing colleagues across the Compliance function.

Skills and experience we're looking for:

  • Degree or equivalent level of industry and technical experience.
  • Significant experience of advising first line business on sales and distribution activity.
  • Experience of engaging with senior stakeholders on complex regulatory issues.
  • Financial promotion compliance experience covering UK or European collective investment schemes acquired ideally in an asset management firm.
  • An excellent understanding of the current regulatory environment relating to ESG, and a willingness to further develop this understanding.

What you'll get for this role:

  • Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in
  • Eligibility for annual performance bonus
  • Family friendly parental and carer's leave
  • Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days
  • Up to 40% discount for Aviva products
  • Aviva-funded Private Medical Benefit to help you get expert support when you need it
  • Brilliant flexible benefits including electric cars
  • Aviva Matching Share Plan and Save As You Earn scheme
  • 21 volunteering hours per year

Aviva is for everyone: We're inclusive and we flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working – spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look. We'd love it if you could submit your application online. If you require an alternative method of applying, send an email to GlobalRecruitment@avivainvestors.com.

Distribution & Marketing Compliance, Senior Manager in London employer: Aviva plc

Aviva Investors is an exceptional employer, offering a dynamic work environment in London that fosters professional growth and inclusivity. With a strong focus on employee well-being, the company provides generous benefits such as a robust pension scheme, flexible working arrangements, and opportunities for volunteering, ensuring that team members can thrive both personally and professionally. As a leader in the asset management industry, Aviva Investors empowers its employees to make a meaningful impact while supporting their development in a collaborative and innovative culture.
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Contact Detail:

Aviva plc Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Distribution & Marketing Compliance, Senior Manager in London

Tip Number 1

Network like a pro! Reach out to your connections in the asset management industry and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.

Tip Number 2

Prepare for interviews by researching the company and its compliance practices. Familiarise yourself with their marketing strategies and be ready to discuss how your experience aligns with their needs. Show them you’re not just another candidate!

Tip Number 3

Practice makes perfect! Conduct mock interviews with friends or mentors to refine your answers and boost your confidence. Focus on articulating your knowledge of compliance and how it relates to distribution and marketing.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our team at Aviva Investors.

We think you need these skills to ace Distribution & Marketing Compliance, Senior Manager in London

Compliance Knowledge
Conduct Risk Management
Regulatory Advisory
Marketing Compliance
Stakeholder Engagement
Financial Promotion Compliance
ESG Understanding
Team Leadership
Training and Development
Cross-Border Marketing Rules
Distribution Agreement Review
Project Management
Analytical Skills
Communication Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Distribution & Marketing Compliance role. Highlight your experience in compliance and asset management, and don’t forget to showcase your knowledge of conduct risks and controls!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to the job description, especially your advisory skills and stakeholder engagement.

Showcase Your Regulatory Knowledge: Since this role involves a lot of regulatory input, make sure to highlight your understanding of the current regulatory environment, especially around ESG. We want to see how you can contribute to our compliance function!

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you on our radar quickly!

How to prepare for a job interview at Aviva plc

Know Your Compliance Stuff

Make sure you brush up on the latest compliance regulations, especially those related to marketing and distribution in the asset management industry. Being able to discuss specific conduct risks and controls will show that you're not just familiar with the basics but are genuinely knowledgeable about the field.

Engage with Stakeholders

Prepare to talk about your experience engaging with senior stakeholders on complex regulatory issues. Think of examples where you've successfully navigated these conversations, as this role requires strong communication skills and the ability to influence others.

Showcase Your Leadership Skills

Since you'll be leading a team, it's crucial to highlight your leadership experience. Be ready to discuss how you've mentored or developed colleagues in the past, and how you plan to support your team in this new role.

Understand ESG Initiatives

Given the emphasis on ESG and sustainable finance, make sure you can articulate your understanding of current trends and regulations in this area. Showing a willingness to further develop your knowledge will demonstrate your commitment to staying ahead in the industry.

Distribution & Marketing Compliance, Senior Manager in London
Aviva plc
Location: London
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  • Distribution & Marketing Compliance, Senior Manager in London

    London
    Temporary
    36000 - 60000 £ / year (est.)
  • A

    Aviva plc

    10000+
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