Distribution & Marketing Compliance, Senior Manager
Distribution & Marketing Compliance, Senior Manager

Distribution & Marketing Compliance, Senior Manager

Full-Time 72000 - 108000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead marketing and distribution compliance, providing expert regulatory support and guidance.
  • Company: Join Aviva Investors, a forward-thinking asset management firm in London.
  • Benefits: Enjoy a generous pension scheme, performance bonuses, and flexible working options.
  • Why this job: Shape compliance practices and make a real impact in the asset management industry.
  • Qualifications: Degree or equivalent experience in compliance, with strong stakeholder engagement skills.
  • Other info: Inclusive culture with opportunities for professional development and volunteering.

The predicted salary is between 72000 - 108000 £ per year.

This position is based in London and this will be the contractual location of the successful candidate; other locations cannot be considered.

This is a 12 Month Fixed Term Contract.

This is a great job for someone who has great knowledge of Compliance leading practice within the asset management industry relating to conduct of business requirements, conduct risks and controls.

A bit about the job:

We are seeking a highly skilled Compliance Advisory Senior Manager to lead our marketing and distribution compliance function within the wider Advisory Compliance team. In this role, you’ll shape and develop a critical area of the business, providing expert technical and advisory support on regulatory and strategic matters related to distribution and marketing, and working closely with colleagues across Sales and Marketing at Aviva Investors. You will lead a team of three, guiding the delivery of global technical support on product distribution and overseeing advice on all marketing activity across EMEA. Your responsibilities will include supporting international compliance teams, providing day‑to‑day regulatory input on marketing materials, maintaining key cross‑border marketing rule databases, and reviewing distribution agreements. You will also contribute to distributor oversight processes, deliver training to Aviva Investors staff, and support the business on regulatory and commercial changes, including ESG and sustainable finance initiatives. Additionally, you’ll lead the development of marketing and distribution policies, act as the Compliance lead for Conduct Risk, contribute to senior management reports, and provide ongoing advice and training to Business Development teams. You will also support the Head of Advisory and Regulatory Development in mentoring and developing colleagues across the Compliance function.

Skills and experience we’re looking for:

  • Degree or equivalent level of industry and technical experience.
  • Significant experience of advising first line business on sales and distribution activity.
  • Experience of engaging with senior stakeholders on complex regulatory issues.
  • Financial promotion compliance experience covering UK or European collective investment schemes acquired ideally in an asset management firm.
  • An excellent understanding of the current regulatory environment relating to ESG, and a willingness to further develop this understanding.

What you’ll get for this role:

  • Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in.
  • Eligibility for annual performance bonus.
  • Family friendly parental and carer’s leave.
  • Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days.
  • Up to 40% discount for Aviva products.
  • Aviva-funded Private Medical Benefit to help you get expert support when you need it.
  • Brilliant flexible benefits including electric cars.
  • Aviva Matching Share Plan and Save As You Earn scheme.
  • 21 volunteering hours per year.

We’re inclusive and we flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working – spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look. We’d love it if you could submit your application online. If you require an alternative method of applying, send an email to GlobalRecruitment@avivainvestors.com.

Distribution & Marketing Compliance, Senior Manager employer: Aviva plc

Aviva Investors is an exceptional employer, offering a dynamic work environment in London that fosters professional growth and collaboration. With a strong commitment to employee well-being, we provide generous benefits including a robust pension scheme, flexible working arrangements, and opportunities for volunteering, ensuring our team members thrive both personally and professionally. Join us to be part of a forward-thinking company that values inclusivity and innovation in the asset management industry.
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Contact Detail:

Aviva plc Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Distribution & Marketing Compliance, Senior Manager

✨Tip Number 1

Network like a pro! Reach out to your connections in the asset management industry and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about job openings that aren't even advertised yet.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of compliance practices and current regulations. We recommend creating a cheat sheet with key points to discuss, especially around ESG and marketing compliance, so you can impress the interviewers with your expertise.

✨Tip Number 3

Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to show how you can contribute to their compliance and marketing efforts.

✨Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show your genuine interest in the role and the company.

We think you need these skills to ace Distribution & Marketing Compliance, Senior Manager

Compliance Knowledge
Conduct Risk Management
Regulatory Advisory
Marketing Compliance
Stakeholder Engagement
Financial Promotion Compliance
ESG Understanding
Team Leadership
Training and Development
Cross-Border Marketing Rules
Distribution Agreement Review
Project Management
Analytical Skills
Communication Skills

Some tips for your application 🫡

Know Your Stuff: Make sure you really understand the compliance landscape in asset management. Highlight your experience with conduct risks and controls in your application. We want to see that you can bring your expertise to the table!

Tailor Your Application: Don’t just send a generic CV and cover letter. Tailor them to reflect how your skills match the specific requirements of the Distribution & Marketing Compliance role. Show us why you're the perfect fit for this position!

Showcase Your Leadership Skills: Since this role involves leading a team, make sure to highlight any previous leadership experiences. We’re looking for someone who can guide and mentor others, so share examples of how you've done this in the past.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re serious about joining our team!

How to prepare for a job interview at Aviva plc

✨Know Your Compliance Stuff

Make sure you brush up on the latest compliance regulations, especially those related to asset management and marketing. Familiarise yourself with conduct risks and controls, as well as ESG initiatives, so you can speak confidently about how they impact the role.

✨Showcase Your Leadership Skills

Since this position involves leading a team, be prepared to discuss your leadership style and experiences. Think of specific examples where you've guided a team through complex regulatory challenges or developed training programmes for staff.

✨Engage with Stakeholders

This role requires interaction with senior stakeholders, so practice articulating your thoughts clearly and concisely. Prepare to share examples of how you've successfully navigated complex discussions or influenced decision-making in previous roles.

✨Prepare Questions

Have a few insightful questions ready to ask at the end of your interview. This shows your genuine interest in the role and the company. You might want to ask about their approach to evolving compliance practices or how they support professional development within the team.

Distribution & Marketing Compliance, Senior Manager
Aviva plc
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  • Distribution & Marketing Compliance, Senior Manager

    Full-Time
    72000 - 108000 £ / year (est.)
  • A

    Aviva plc

    10000+
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