Mandate Monitoring Oversight Manager in London
Mandate Monitoring Oversight Manager

Mandate Monitoring Oversight Manager in London

London Full-Time 36000 - 60000 ÂŁ / year (est.) No home office possible
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Aviva Investors

At a Glance

  • Tasks: Ensure accurate delivery of mandate monitoring activities and prevent future compliance issues.
  • Company: Join Aviva, a leading financial services company with a commitment to inclusivity.
  • Benefits: Generous pension scheme, performance bonuses, flexible working, and health benefits.
  • Why this job: Play a vital role in governance while enjoying a dynamic and supportive work environment.
  • Qualifications: Experience in mandate monitoring and strong understanding of compliance processes required.
  • Other info: Flexible working options available; we welcome applications from all backgrounds.

The predicted salary is between 36000 - 60000 ÂŁ per year.

Please note this position is based in London and this will be the contractual location of the successful candidate; other locations cannot be considered.

This is a great job for someone who has a good understanding of compliance monitoring processes including interpretation of discretionary client investment management agreements.

A bit about the job:

As a Mandate Monitoring Oversight Manager, you will play a key role in ensuring the accurate and timely delivery of outsourced mandate monitoring activities, including both pre- and post‐trade checks and the implementation of new or revised investment guidelines. You'll provide the business with clear insight into the status and root causes of mandate and rule breaches, contributing actively to preventing future issues. In this role, you will oversee the effectiveness of investment restriction monitoring in line with agreed timelines, track service levels to ensure outsourced activity is completed to the required standard and produce meaningful MI for internal stakeholders. You will also collaborate closely with our outsourced service provider to coordinate process changes and support continuous improvement. This is an excellent opportunity for a detail‐oriented, proactive professional to play a vital part in maintaining strong governance and control across our investment monitoring framework.

Skills and experience we're looking for:

  • Mandate Monitoring or Oversight Manager experience within financial services.
  • Strong understanding of compliance monitoring processes, including interpretation of discretionary client investment management agreements.
  • Knowledge of UK, Irish and Luxembourg regulations relating to retail funds.
  • Good working knowledge of Excel or Aladdin.

What you'll get for this role:

  • Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in.
  • Eligibility for annual performance bonus.
  • Family friendly parental and carer’s leave.
  • Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days.
  • Up to 40% discount for Aviva products.
  • Aviva-funded Private Medical Benefit to help you get expert support when you need it.
  • Brilliant flexible benefits including electric cars.
  • Aviva Matching Share Plan and Save As You Earn scheme.
  • 21 volunteering hours per year.

Aviva is for everyone. We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares. We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working – spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look here. We’d love it if you could submit your application online. If you require an alternative method of applying, send an email to GlobalRecruitment@avivainvestors.com.

Mandate Monitoring Oversight Manager in London employer: Aviva Investors

Aviva is an exceptional employer located in London, offering a dynamic work culture that prioritises inclusivity and employee well-being. With generous benefits such as a robust pension scheme, flexible working arrangements, and opportunities for professional growth, Aviva fosters an environment where employees can thrive both personally and professionally. The company's commitment to continuous improvement and collaboration ensures that every team member plays a vital role in maintaining strong governance within the investment monitoring framework.
Aviva Investors

Contact Detail:

Aviva Investors Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Mandate Monitoring Oversight Manager in London

✨Tip Number 1

Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching the company and role thoroughly. Understand their compliance monitoring processes and be ready to discuss how your experience aligns with their needs. Confidence is key!

✨Tip Number 3

Showcase your skills during interviews! Bring examples of how you've tackled mandate monitoring challenges in the past. Use the STAR method (Situation, Task, Action, Result) to structure your answers.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace Mandate Monitoring Oversight Manager in London

Mandate Monitoring
Oversight Management
Compliance Monitoring Processes
Interpretation of Investment Management Agreements
Knowledge of UK Regulations
Knowledge of Irish Regulations
Knowledge of Luxembourg Regulations
Excel Proficiency
Aladdin Knowledge
Attention to Detail
Problem-Solving Skills
Collaboration Skills
Continuous Improvement
Data Analysis
Communication Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Mandate Monitoring Oversight Manager role. Highlight your experience in compliance monitoring and any relevant financial services background. We want to see how your skills match what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your past experiences that relate to mandate monitoring and compliance processes. Let us know why you’re excited about joining our team!

Showcase Your Skills: Don’t forget to mention your knowledge of UK, Irish, and Luxembourg regulations, as well as your proficiency in Excel or Aladdin. We love seeing candidates who can demonstrate their technical skills and understanding of the industry!

Apply Through Our Website: We encourage you to apply through our website for a smooth application process. It’s the best way for us to receive your application and keep track of it. Plus, it shows you’re keen on joining our team at StudySmarter!

How to prepare for a job interview at Aviva Investors

✨Know Your Compliance Inside Out

Make sure you brush up on compliance monitoring processes and the interpretation of discretionary client investment management agreements. Being able to discuss these topics confidently will show that you understand the core responsibilities of the Mandate Monitoring Oversight Manager role.

✨Showcase Your Detail Orientation

As a detail-oriented professional, be prepared to provide examples from your past experiences where your attention to detail made a significant impact. This could include instances where you identified mandate breaches or improved monitoring processes.

✨Familiarise Yourself with Relevant Regulations

Get to grips with UK, Irish, and Luxembourg regulations relating to retail funds. Being knowledgeable about these regulations will not only help you answer questions but also demonstrate your commitment to compliance and governance.

✨Excel and Aladdin Skills Matter

Since good working knowledge of Excel or Aladdin is essential, be ready to discuss how you've used these tools in your previous roles. If possible, prepare to share specific examples of how you've leveraged these skills to enhance monitoring activities.

Mandate Monitoring Oversight Manager in London
Aviva Investors
Location: London
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