Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead marketing and distribution compliance, providing expert regulatory support and guidance.
- Company: Join Aviva Investors, a leader in asset management with a collaborative culture.
- Benefits: Generous pension scheme, performance bonuses, family-friendly leave, and ample holiday entitlement.
- Why this job: Shape compliance practices in a dynamic environment while making a real impact on the business.
- Qualifications: Degree or equivalent experience, with strong knowledge of sales and distribution compliance.
- Other info: Opportunity to mentor colleagues and develop your career in a supportive team.
The predicted salary is between 54000 - 84000 £ per year.
Please note this position is based in London and this will be the contractual location of the successful candidate; other locations cannot be considered.
This is a great job for someone who has great knowledge of Compliance leading practice within the asset management industry relating to conduct of business requirements, conduct risks and controls.
We are seeking a highly skilled Compliance Advisory Senior Manager to lead our marketing and distribution compliance function within the wider Advisory Compliance team. In this role, you’ll shape and develop a critical area of the business, providing expert technical and advisory support on regulatory and strategic matters related to distribution and marketing, and working closely with colleagues across Sales and Marketing at Aviva Investors.
You will lead a team of three, guiding the delivery of global technical support on product distribution and overseeing advice on all marketing activity across EMEA. Your responsibilities will include:
- Supporting international compliance teams
- Providing day-to-day regulatory input on marketing materials
- Maintaining key cross-border marketing rule databases
- Reviewing distribution agreements
- Contributing to distributor oversight processes
- Delivering training to Aviva Investors staff
- Supporting the business on regulatory and commercial changes, including ESG and sustainable finance initiatives
- Leading the development of marketing and distribution policies
- Acting as the Compliance lead for Conduct Risk
- Contributing to senior management reports
- Providing ongoing advice and training to Business Development teams
- Supporting the Head of Advisory and Regulatory Development in mentoring and developing colleagues across the Compliance function
Skills and experience we’re looking for:
- Degree or equivalent level of industry and technical experience
- Significant experience of advising first line business on sales and distribution activity
- Experience of engaging with senior stakeholders on complex regulatory issues
- Financial promotion compliance experience covering UK or European collective investment schemes acquired ideally in an asset management firm
- An excellent understanding of the current regulatory environment relating to ESG, and a willingness to further develop this understanding
Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in. Eligibility for annual performance bonus. Family friendly parental and carer’s leave. Generous holiday entitlement.
Distribution & Marketing Compliance, Senior Manager in London employer: Aviva Investors
Contact Detail:
Aviva Investors Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Distribution & Marketing Compliance, Senior Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management industry and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance leading practices. Be ready to discuss how your experience aligns with the regulatory environment, especially around ESG initiatives. Show them you’re not just a fit, but the perfect fit!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you note to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you ace your application and get noticed. Plus, it’s the best way to ensure your application lands directly in the right hands.
We think you need these skills to ace Distribution & Marketing Compliance, Senior Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Distribution & Marketing Compliance, Senior Manager. Highlight your experience in compliance and asset management, and don’t forget to showcase your skills in engaging with senior stakeholders.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to the job description, especially around regulatory matters and marketing compliance.
Showcase Your Knowledge of ESG: Given the importance of ESG in this role, make sure to demonstrate your understanding of the current regulatory environment. Share any relevant experiences or insights that show you’re up to date with sustainable finance initiatives.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!
How to prepare for a job interview at Aviva Investors
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations, especially those related to asset management and ESG. Being able to discuss current trends and challenges in the industry will show that you're not just knowledgeable but also passionate about the field.
✨Showcase Your Leadership Skills
Since this role involves leading a team, be prepared to share examples of how you've successfully managed teams in the past. Highlight your mentoring experiences and how you've contributed to the development of your colleagues.
✨Engage with Stakeholders
Think of specific instances where you've engaged with senior stakeholders on complex regulatory issues. Be ready to discuss how you navigated these conversations and what impact your advice had on the business.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Practice articulating your thought process and decision-making strategies, particularly around marketing materials and distribution agreements.
