At a Glance
- Tasks: Lead compliance and risk management, ensuring policies meet regulatory standards.
- Company: Join a top-tier insurance firm committed to ethical practices.
- Benefits: Attractive salary, career development, and a supportive work environment.
- Other info: Dynamic role with opportunities for growth and professional advancement.
- Why this job: Make a real difference by safeguarding the company’s integrity and compliance.
- Qualifications: Experience in compliance, risk management, and strong analytical skills.
The predicted salary is between 54450 - 66550 £ per year.
Aventum Search are partnered with a leading Insurance client who is seeking a Compliance Manager to take ownership of the day-to-day compliance and risk responsibilities.
Purpose of Role: Ensures the company’s policies and procedures are in line with regulatory and ethical standards. Ensure audits take place and make recommendations that will mitigate risk to the business due to non-compliance issues. Support the Director of Operations and Compliance in Group wide compliance activities.
What you'll do:
- Own KYC/KYS and due diligence reviews for new clients and suppliers
- Audit underwriting and claims files for FCA compliance, spotting trends and driving improvements
- Prepare regulatory reporting (monthly through annual) for insurers, the board, and the FCA
- Advise the business on emerging legal and regulatory risk
- Draft and maintain compliance policies, procedures, and training
- Oversee IAR/AR onboarding, financial promotions sign-off, and complaint handling
- Manage the Conflicts of Interest register, Gifts
Compliance Manager employer: Aventum Search
Aventum Search offers a dynamic and supportive work environment for Compliance Managers, where your expertise in regulatory standards will be valued and nurtured. With a strong focus on employee growth, we provide opportunities for professional development and the chance to make a meaningful impact within the insurance sector. Located in a vibrant area, our company promotes a culture of collaboration and innovation, ensuring that you thrive both personally and professionally.
