At a Glance
- Tasks: Lead compliance and risk management, ensuring adherence to regulatory standards.
- Company: Join a top-tier insurance firm with a commitment to ethical practices.
- Benefits: Competitive salary, professional development, and opportunities for travel.
- Other info: Dynamic role with potential for career advancement and impactful contributions.
- Why this job: Make a real difference in compliance while shaping the future of the insurance industry.
- Qualifications: 3+ years in compliance within insurance; strong MS Office skills required.
The predicted salary is between 59400 - 72600 £ per year.
Aventum Search are partnered with a leading Insurance client who is seeking a Compliance Manager to take ownership of the day-to-day compliance and risk responsibilities. Ensures the company’s policies and procedures are in line with regulatory and ethical standards. Ensure audits take place and make recommendations that will mitigate risk to the business due to non-compliance issues. Support the Director of Operations and Compliance in Group wide compliance activities.
- Own KYC/KYS and due diligence reviews for new clients and suppliers
- Audit underwriting and claims files for FCA compliance, spotting trends and driving improvements
- Prepare regulatory reporting (monthly through annual) for insurers, the board, and the FCA
- Advise the business on emerging legal and regulatory risk
- Draft and maintain compliance policies, procedures, and training
- Oversee IAR/AR onboarding, financial promotions sign-off, and complaint handling
- Build and maintain the firm's risk framework
3+ years' compliance experience gained within an insurance underwriter or broker. Strong working knowledge of MS Office (Word, Excel, PowerPoint, SharePoint, Teams). Some travel to meet stakeholders across the business may be required. Please apply for immediate consideration.
Director, Regulatory Affairs & Quality in City of London employer: Aventum Search
Aventum Search offers a dynamic and supportive work environment for Compliance Managers, where your expertise in regulatory standards will be valued and nurtured. With a strong focus on employee growth, we provide opportunities for professional development and the chance to make a meaningful impact within the insurance sector. Located in a vibrant area, our company promotes a culture of collaboration and innovation, ensuring that you thrive both personally and professionally.
