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- Tasks: Lead compliance efforts and ensure our operations meet all regulatory standards.
- Company: Join a dynamic asset management company committed to compliance excellence.
- Benefits: Enjoy a permanent contract with opportunities for professional growth.
- Why this job: Make a real impact by safeguarding our business and shaping compliance culture.
- Qualifications: 5+ years in compliance, with a degree in Finance or Law required.
- Other info: Experience with FCA and crypto compliance is a plus!
The predicted salary is between 43200 - 72000 £ per year.
Job Overview:
We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities. We offer permanent contract.
Key Responsibilities:
• Oversee and implement the company’s compliance policies and procedures in line with regulations and industry best practices.
• Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
• Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
• Act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.
• Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
• Regularly report the company’s compliance status and provide recommendations to senior management.
• Stay up-to-date with changes in regulatory requirements and industry trends, adjusting the company’s compliance strategies accordingly.
Qualifications:
• Bachelor’s degree or higher in Finance, Law, or a related field.
• At least 5 years of compliance experience in the financial asset management industry.
• In-depth knowledge of regulatory regulations and compliance frameworks, with extensive
compliance management experience.
• Thorough understanding of compliance auditing, risk control, and internal controls.
• Strong communication and teamwork skills, with the ability to effectively coordinate
cross-departmental collaboration.
• Proficient in using compliance management tools and software.
• Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
• Experience working with the FCA is highly desirable.
• Familiarity with compliance and regulatory policies in the crypto industry.
Compliance Manager employer: Avenir Group
Contact Detail:
Avenir Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Make sure to highlight your experience with compliance in the financial asset management industry. Tailor your discussions to showcase specific examples of how you've implemented compliance policies and conducted audits.
✨Tip Number 2
Familiarize yourself with the latest FCA regulations and any recent changes in the compliance landscape. Being knowledgeable about current trends will demonstrate your commitment to staying updated and proactive in your role.
✨Tip Number 3
Prepare to discuss your experience with compliance management tools and software. Highlighting your proficiency in these areas can set you apart, as it shows you are equipped to handle the technical aspects of the role.
✨Tip Number 4
Emphasize your communication and teamwork skills during discussions. Provide examples of how you've successfully coordinated with different departments to ensure compliance, as this is crucial for the role.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience specifically in the financial asset management industry. Emphasize your knowledge of regulatory regulations and any relevant certifications you hold.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and detail how your background aligns with the company's mission to uphold regulatory excellence. Mention specific experiences that demonstrate your ability to conduct audits and manage compliance issues.
Showcase Relevant Skills: Highlight your strong communication and teamwork skills in your application. Provide examples of how you've effectively coordinated with different departments to ensure compliance and how you've trained employees on relevant regulations.
Stay Updated: Demonstrate your commitment to staying informed about changes in regulatory requirements and industry trends. Mention any recent developments in compliance that you are aware of and how they could impact the company.
How to prepare for a job interview at Avenir Group
✨Showcase Your Compliance Knowledge
Make sure to highlight your in-depth knowledge of regulatory regulations and compliance frameworks during the interview. Be prepared to discuss specific regulations relevant to the asset management industry and how you've successfully navigated them in your previous roles.
✨Demonstrate Audit Experience
Since conducting compliance audits is a key responsibility, share examples of past audits you've led or participated in. Discuss the methodologies you used and any significant findings that led to improvements in compliance processes.
✨Emphasize Communication Skills
Strong communication skills are essential for this role. Prepare to discuss how you've effectively communicated compliance policies to employees and collaborated with different departments to ensure adherence to regulations.
✨Stay Updated on Regulatory Changes
Show your commitment to staying informed about changes in regulatory requirements and industry trends. Mention any recent developments in compliance that you’ve followed and how you would adapt the company’s strategies accordingly.
