Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance efforts and ensure our operations meet all regulatory standards.
- Company: Join a dynamic asset management firm committed to compliance excellence.
- Benefits: Enjoy a permanent contract with opportunities for professional growth.
- Why this job: Make a real impact by safeguarding our business and shaping compliance culture.
- Qualifications: 5+ years in compliance, finance or law degree, and strong teamwork skills required.
- Other info: Experience with FCA and crypto compliance is a plus!
The predicted salary is between 43200 - 72000 £ per year.
Job Overview:
We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company\’s operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities. We offer permanent contract.
Key Responsibilities:
• Oversee and implement the company’s compliance policies and procedures in line with regulations and industry best practices.
• Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
• Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
• Act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.
• Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
• Regularly report the company’s compliance status and provide recommendations to senior management.
• Stay up-to-date with changes in regulatory requirements and industry trends, adjusting the company’s compliance strategies accordingly.
Qualifications:
• Bachelor’s degree or higher in Finance, Law, or a related field.
• At least 5 years of compliance experience in the financial asset management industry.
• In-depth knowledge of regulatory regulations and compliance frameworks, with extensive
compliance management experience.
• Thorough understanding of compliance auditing, risk control, and internal controls.
• Strong communication and teamwork skills, with the ability to effectively coordinate
cross-departmental collaboration.
• Proficient in using compliance management tools and software.
• Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
• Experience working with the FCA is highly desirable.
• Familiarity with compliance and regulatory policies in the crypto industry.
Compliance Manager employer: Avenir Group
Contact Detail:
Avenir Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Make sure to stay updated on the latest regulatory changes in the asset management industry. This knowledge will not only help you during interviews but also demonstrate your commitment to compliance excellence.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with the FCA. Engaging in discussions and attending industry events can provide valuable insights and connections that may lead to job opportunities.
✨Tip Number 3
Highlight your experience with compliance audits and risk assessments in your conversations. Being able to discuss specific examples of how you've identified and mitigated compliance issues will set you apart from other candidates.
✨Tip Number 4
Familiarize yourself with compliance management tools and software commonly used in the industry. Showing proficiency in these tools can give you an edge and demonstrate your readiness to hit the ground running.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly in the asset management industry. Emphasize your knowledge of regulatory frameworks and any specific certifications you hold.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and detail how your background aligns with the company's mission. Mention specific experiences that demonstrate your ability to implement compliance policies and conduct audits.
Showcase Relevant Skills: Highlight your communication and teamwork skills, as these are crucial for the role. Provide examples of how you've successfully coordinated with different departments to ensure compliance.
Stay Updated on Regulations: Demonstrate your commitment to staying informed about changes in regulatory requirements. Mention any recent developments in compliance that you are aware of, especially those related to the FCA or the crypto industry.
How to prepare for a job interview at Avenir Group
✨Showcase Your Compliance Knowledge
Make sure to highlight your in-depth knowledge of regulatory regulations and compliance frameworks during the interview. Be prepared to discuss specific examples from your past experience that demonstrate your understanding of compliance auditing and risk control.
✨Demonstrate Strong Communication Skills
As a Compliance Manager, effective communication is key. Practice articulating complex compliance concepts clearly and concisely. Be ready to explain how you have successfully coordinated cross-departmental collaboration in previous roles.
✨Prepare for FCA-Related Questions
Since the role involves acting as the primary point of contact for FCA-related matters, familiarize yourself with the latest FCA regulations and be prepared to discuss your experience working with them. This will show your readiness to handle license applications and audits.
✨Stay Updated on Industry Trends
Demonstrate your commitment to staying current with changes in regulatory requirements and industry trends. Discuss any recent developments in the asset management or crypto industry that could impact compliance strategies, showcasing your proactive approach.
