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- Tasks: Join a dynamic team to shape compliance strategies and policies.
- Company: Be part of a leading alternative investment manager with global reach.
- Benefits: Enjoy a pivotal role with direct interaction with senior stakeholders.
- Why this job: Make a real impact in a growing business while enhancing your compliance expertise.
- Qualifications: 6-10 years of buy side compliance experience, preferably with credit knowledge.
- Other info: Ideal for proactive individuals who thrive in fast-paced environments.
The predicted salary is between 72000 - 108000 £ per year.
My client is a very successful alternative investment manager, the firm has a global reach and is experiencing continued growth. It is an excellent / pivotal time to join the firm.
This is a newly created senior hire that will sit in the cohesive team in London. Working closely with the Chief Compliance Officer, the new team member will have a seat at the table with regular interaction with senior stakeholders. Your insights and input will help shape the compliance function and growing business as a whole.
The role will suit a strong buy side generalist with credit experience. Someone who is well-used to working with / advising the business and understanding new regulations / updating policies and procedures accordingly.
The successful incumbent will likely have the following profile:
- Generalist buy side compliance experience of 6-10 years (including business facing)
- Credit experience strongly preferred but some exposure from a broader asset management / hedge fund / private markets could be considered
- Sound knowledge of FCA, AIFMD and MiFID
- Proactive and organised with a roll-up-sleeves mentality and the ability to work concurrently on multiple work streams
- The ability to work unsupervised in a fast paced, dynamic environment is paramount
- Excellent communication and a can-do attitude
Senior Compliance Officer | Top buy side fund employer: Avenell Search Ltd
Contact Detail:
Avenell Search Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer | Top buy side fund
✨Tip Number 1
Make sure to familiarize yourself with the latest regulations and compliance frameworks relevant to the buy-side investment sector. This knowledge will not only help you in interviews but also demonstrate your proactive approach to staying updated.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in alternative investments. Engaging with industry peers can provide valuable insights and potentially lead to referrals for the position.
✨Tip Number 3
Prepare to discuss specific examples from your past experiences where you've successfully navigated compliance challenges or implemented new policies. This will showcase your hands-on experience and problem-solving skills.
✨Tip Number 4
Highlight your ability to work independently in fast-paced environments during conversations. Share instances where you've managed multiple projects simultaneously, as this aligns with the dynamic nature of the role.
We think you need these skills to ace Senior Compliance Officer | Top buy side fund
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your generalist buy side compliance experience, particularly focusing on any credit experience you have. Use specific examples that demonstrate your ability to advise the business and adapt to new regulations.
Craft a Strong Cover Letter: In your cover letter, emphasize your proactive approach and ability to work in a fast-paced environment. Mention your familiarity with FCA, AIFMD, and MiFID regulations, and how your insights can contribute to shaping the compliance function.
Showcase Communication Skills: Since excellent communication is key for this role, provide examples in your application that illustrate your ability to interact with senior stakeholders and convey complex compliance matters clearly.
Highlight Relevant Achievements: Include specific achievements from your previous roles that demonstrate your organizational skills and ability to manage multiple work streams effectively. This will show that you are well-suited for the dynamic environment of the firm.
How to prepare for a job interview at Avenell Search Ltd
✨Showcase Your Compliance Expertise
Be prepared to discuss your generalist buy side compliance experience in detail. Highlight specific instances where you've successfully navigated regulations like FCA, AIFMD, and MiFID, as this will demonstrate your capability to contribute effectively to the team.
✨Demonstrate Proactivity
Share examples of how you've proactively identified compliance issues or improved processes in previous roles. This will illustrate your roll-up-sleeves mentality and your ability to work independently in a fast-paced environment.
✨Engage with Stakeholders
Since the role involves regular interaction with senior stakeholders, prepare to discuss how you've effectively communicated and collaborated with various teams in the past. This will show that you can be a valuable team player who contributes to shaping the compliance function.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think through potential challenges you might face in the role and how you would address them, showcasing your analytical thinking and adaptability.
