At a Glance
- Tasks: Advise trading teams on compliance and monitor trading activities for regulatory adherence.
- Company: Highly regarded hedge fund with a focus on impactful advisory roles.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative culture with opportunities to engage directly with traders and portfolio managers.
- Why this job: Make a real impact in trading compliance and shape market conduct.
- Qualifications: 7+ years in trading compliance with strong knowledge of FCA and EU/UK regulations.
The predicted salary is between 80000 - 100000 € per year.
I am working with a highly regarded hedge fund seeking a sharp and commercially minded Trading Compliance Advisor to partner directly with the trading and portfolio management teams. This is a high-impact advisory role, not a box-ticking function. You will be embedded within the business, providing real-time guidance on trading activity, regulatory obligations, and market conduct across a broad range of asset classes.
Coverage:
- Advise traders and PMs on FCA, MAR, MiFID II, and EMIR obligations in real time
- Monitor trading activity and flag potential market abuse, front-running, or conduct concerns
- Design and maintain compliance policies, procedures, and training for trading staff
- Liaise with regulators, prime brokers, and counterparties on compliance matters
- Support new product launches and strategy approvals from a regulatory perspective
- Manage trade reporting obligations and ensure accurate regulatory submissions
What we're looking for:
- 7+ years in a trading compliance or regulatory role, ideally within a hedge fund, asset manager, or investment bank
- Strong working knowledge of FCA rules and relevant EU/UK market regulation
- Experience across equities, derivatives, fixed income, or multi-asset environments
- Ability to build trusted relationships with traders, credible, pragmatic, and solutions-focused
Senior Compliance Adviser - trading, hedge fund employer: Avenell Search Ltd
Join a prestigious hedge fund that values innovation and integrity, offering a dynamic work environment where your expertise as a Senior Compliance Adviser will directly influence trading strategies and compliance practices. With a strong emphasis on professional development, you will have access to ongoing training and mentorship, fostering your growth in the fast-paced financial sector. Located in a vibrant financial hub, the company promotes a collaborative culture that encourages open communication and teamwork, making it an exceptional place for those seeking meaningful and impactful careers.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Adviser - trading, hedge fund
✨Tip Number 1
Network like a pro! Reach out to your connections in the hedge fund world and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream role.
✨Tip Number 2
Prepare for those tricky interviews! Brush up on your knowledge of FCA, MAR, MiFID II, and EMIR obligations. Be ready to discuss real-life scenarios where you've provided compliance advice or flagged potential issues.
✨Tip Number 3
Showcase your expertise! Create a portfolio or a presentation that highlights your experience in trading compliance. This will help you stand out and demonstrate your value to potential employers.
✨Tip Number 4
Don't forget to apply through our website! We have loads of exciting roles that might just be the perfect fit for you. Plus, it’s a great way to ensure your application gets noticed by the right people.
We think you need these skills to ace Senior Compliance Adviser - trading, hedge fund
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in trading compliance and regulatory roles. We want to see how your background aligns with the specific requirements of the Senior Compliance Adviser position.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this high-impact advisory role. Share specific examples of how you've provided real-time guidance on trading activities and your understanding of FCA, MAR, MiFID II, and EMIR obligations.
Showcase Your Relationship-Building Skills:In your application, emphasise your ability to build trusted relationships with traders and portfolio managers. We’re looking for someone who can be credible and solutions-focused, so share any relevant experiences that demonstrate these qualities.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Avenell Search Ltd
✨Know Your Regulations
Make sure you brush up on FCA, MAR, MiFID II, and EMIR regulations before the interview. Being able to discuss these in detail will show that you're not just familiar with the rules but can apply them in real-time scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully advised trading teams or managed compliance issues. Highlighting your 7+ years of experience with tangible outcomes will demonstrate your capability and confidence.
✨Build Rapport with Interviewers
Since this role involves liaising with traders and portfolio managers, practice building a connection during the interview. Be personable and approachable; showing that you can build trusted relationships is key to success in this advisory position.
✨Ask Insightful Questions
Prepare thoughtful questions about the hedge fund's compliance culture and how they handle regulatory challenges. This not only shows your interest in the role but also your proactive approach to understanding their specific needs.
