At a Glance
- Tasks: Support compliance functions and provide guidance on regulatory matters in a dynamic hedge fund environment.
- Company: Join a top-tier buy-side firm with a global reach and a strong compliance culture.
- Benefits: Competitive salary, professional development, and the chance to work in a thriving industry.
- Other info: Be part of a growing team with excellent career advancement opportunities.
- Why this job: Make a real impact by advising on compliance and shaping the future of financial transactions.
- Qualifications: Experience in compliance advisory roles and knowledge of UK regulations like AIFMD and MiFID II.
The predicted salary is between 72000 - 108000 € per year.
This is a fantastic opportunity to join a top‐tier buy side firm in an integral role within the Compliance team in London. The firm has a global reach and is experiencing continued success and growth.
The successful candidate will support the Chief Compliance Officer, assisting them and the growing business with all aspects of the compliance function, including:
- Act as a trusted compliance adviser to the front office, providing practical, commercial guidance on day‐to‐day regulatory and conduct matters
- Review and advise on trading activity, conflicts of interest, personal account dealing, gifts & hospitality, and information barriers
- Support the interpretation and implementation of new and evolving regulations, assessing impact and advising the business accordingly
- Assist with the development, maintenance and enhancement of compliance policies and procedures
- Partner with Legal, Risk and Operations on cross‐functional matters, including new products, strategies, counterparties and structures
- Support regulatory interactions, including responding to FCA enquiries and assisting with regulatory filings where required
- Provide compliance input into projects, change initiatives and strategic developments
- Deliver targeted training and guidance to the business to promote a strong compliance culture
Required Experience & Skills
- Proven experience in a Compliance Advisory role within an asset manager, hedge fund or investment bank with knowledge of relevant regulations (AIFMD and MiFID II)
- Strong working knowledge of UK regulatory framework and FCA expectations
- Experience advising front office stakeholders in a practical, solutions‐focused manner
- Ability to balance regulatory rigour with commercial awareness
- Comfortable operating in a lean, hands‐on environment
- Strong communication skills with the confidence to challenge appropriately
Seniority level: Mid‐Senior level
Employment type: Full‐time
Job function: Legal
Industries: Investment Management, Investment Banking, Banking
Location: London, England, United Kingdom
Senior Compliance Manager (hedge fund) in London employer: Avenell Search Ltd
Join a prestigious buy-side firm in London, where you will play a pivotal role in shaping compliance strategies within a dynamic and supportive work culture. With a commitment to employee growth, the firm offers extensive training opportunities and encourages collaboration across departments, ensuring that your contributions are valued and impactful. Experience the unique advantage of working in a thriving financial hub, surrounded by industry leaders and innovative thinkers, all while enjoying a competitive compensation package tailored to your expertise.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager (hedge fund) in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join relevant groups on LinkedIn, and don’t be shy about reaching out to current employees at firms you’re interested in. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Informational Interview
If you can, set up informational interviews with professionals in compliance roles. This is your chance to learn more about the field and make a great impression. Plus, it shows your genuine interest in the role and the company, which we love to see!
✨Showcase Your Skills
When you get the chance to chat with recruiters or during interviews, make sure to highlight your experience with regulations like AIFMD and MiFID II. We want to hear how you’ve tackled compliance challenges in the past and how you can bring that expertise to the table.
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team and ready to dive into the compliance world with us!
We think you need these skills to ace Senior Compliance Manager (hedge fund) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance advisory, especially within asset management or hedge funds. We want to see how your skills align with the job description!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Mention specific experiences that relate to the responsibilities listed in the job description, and don’t forget to show your passion for compliance.
Showcase Your Regulatory Knowledge:We’re looking for someone with a strong understanding of UK regulations like AIFMD and MiFID II. Make sure to mention any relevant experience you have with these regulations in your application. It’ll help us see your expertise right away!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our fantastic team at StudySmarter!
How to prepare for a job interview at Avenell Search Ltd
✨Know Your Regulations
Make sure you brush up on the key regulations like AIFMD and MiFID II. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply this knowledge practically in a hedge fund environment.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted adviser in previous roles. Think about specific situations where you provided practical guidance to front office teams, and be ready to discuss the outcomes of your advice.
✨Demonstrate Cross-Functional Collaboration
Highlight your experience working with Legal, Risk, and Operations teams. Be prepared to talk about how you’ve partnered with these departments on compliance matters and how you navigated any challenges that arose.
✨Communicate with Confidence
Strong communication skills are crucial for this role. Practice articulating your thoughts clearly and assertively, especially when discussing how you would challenge practices that don’t meet compliance standards. This will help you stand out as a candidate who can balance regulatory rigour with commercial awareness.
