At a Glance
- Tasks: Advise trading teams on compliance and monitor trading activities for regulatory adherence.
- Company: Highly regarded hedge fund with a focus on impactful advisory roles.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative culture with opportunities to engage directly with trading and portfolio management teams.
- Why this job: Make a real impact by guiding traders and shaping compliance strategies in a fast-paced setting.
- Qualifications: 7+ years in trading compliance with strong knowledge of FCA and EU/UK regulations.
The predicted salary is between 80000 - 100000 € per year.
I am working with a highly regarded hedge fund seeking a sharp and commercially minded Trading Compliance Advisor to partner directly with the trading and portfolio management teams. This is a high-impact advisory role, not a box-ticking function. You will be embedded within the business, providing real-time guidance on trading activity, regulatory obligations, and market conduct across a broad range of asset classes.
Coverage:
- Advise traders and PMs on FCA, MAR, MiFID II, and EMIR obligations in real time
- Monitor trading activity and flag potential market abuse, front-running, or conduct concerns
- Design and maintain compliance policies, procedures, and training for trading staff
- Liaise with regulators, prime brokers, and counterparties on compliance matters
- Support new product launches and strategy approvals from a regulatory perspective
- Manage trade reporting obligations and ensure accurate regulatory submissions
What we're looking for:
- 7+ years in a trading compliance or regulatory role, ideally within a hedge fund, asset manager, or investment bank
- Strong working knowledge of FCA rules and relevant EU/UK market regulation
- Experience across equities, derivatives, fixed income, or multi-asset environments
- Ability to build trusted relationships with traders, credible, pragmatic, and solutions-focused
Senior Compliance Adviser - trading, hedge fund in London employer: Avenell Search Ltd
Join a prestigious hedge fund that values innovation and integrity, offering a dynamic work environment where your expertise as a Senior Compliance Adviser will directly influence trading strategies and compliance practices. With a strong emphasis on professional development, you will have access to ongoing training and mentorship, ensuring your growth in the fast-paced financial sector. Located in a vibrant financial hub, this role provides unique networking opportunities and the chance to collaborate with top-tier professionals in the industry.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Adviser - trading, hedge fund in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the hedge fund and trading compliance space. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA, MAR, MiFID II, and EMIR regulations. Show that you’re not just familiar with them but can apply this knowledge in real-time scenarios.
✨Tip Number 3
Don’t just wait for job postings! Reach out directly to hedge funds and express your interest in compliance roles. Sometimes, the best opportunities are created through proactive outreach.
✨Tip Number 4
When you land an interview, be ready to discuss how you’ve handled compliance challenges in the past. Use specific examples to demonstrate your problem-solving skills and ability to build relationships with traders.
We think you need these skills to ace Senior Compliance Adviser - trading, hedge fund in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in trading compliance and regulatory roles. We want to see how your background aligns with the specific requirements of the Senior Compliance Adviser position.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this high-impact advisory role. Share specific examples of how you've provided real-time guidance on trading activities and regulatory obligations in the past.
Showcase Your Knowledge:Demonstrate your strong working knowledge of FCA rules and relevant EU/UK market regulations. We’re looking for candidates who can confidently discuss these topics, so don’t hold back!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Avenell Search Ltd
✨Know Your Regulations
Make sure you brush up on FCA, MAR, MiFID II, and EMIR regulations before the interview. Being able to discuss these in detail will show that you're not just familiar with the rules but can apply them in real-time scenarios.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided real-time guidance in previous roles. Highlight situations where your advice helped traders or portfolio managers navigate complex compliance issues effectively.
✨Build Relationships
Demonstrate your ability to build trusted relationships with traders and other stakeholders. Share stories that illustrate your interpersonal skills and how you've successfully collaborated with teams in high-pressure environments.
✨Be Solutions-Focused
Think about challenges you've faced in compliance roles and how you overcame them. Be ready to discuss your pragmatic approach to problem-solving, especially in relation to market conduct and trading activity.
