Interim Head of Compliance - Private Markets in London
Interim Head of Compliance - Private Markets

Interim Head of Compliance - Private Markets in London

London Full-Time 72000 - 108000 £ / year (est.) No home office possible
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Avenell Search Ltd

At a Glance

  • Tasks: Lead compliance function in a dynamic investment management environment.
  • Company: Join a sophisticated investment management firm with a focus on private markets.
  • Benefits: Competitive salary and the opportunity to shape compliance strategy.
  • Why this job: Make a significant impact in a high-level compliance role within a buy side firm.
  • Qualifications: 10+ years of senior compliance experience in Investment Management or Private Equity.
  • Other info: Ideal for resilient leaders with strong communication and stakeholder management skills.

The predicted salary is between 72000 - 108000 £ per year.

We are seeking an experienced Interim Head of Compliance to lead and oversee a sophisticated compliance function within a dynamic investment management environment.

The ideal candidate will bring 10+ years of senior compliance experience within Investment Management or Private Equity, ideally with exposure to private markets. You will have a proven track record of operating in a complex, multi-jurisdictional regulated environment, providing strategic oversight while maintaining robust day-to-day compliance controls.

Technical expertise across FCA, SEC, AIFMD, MiFID/MiFIR is essential. This role requires a confident and credible leader with exceptional communication and stakeholder management skills. You will be resilient, commercially aware, and proactive in delivering practical, solution-oriented advice to senior leadership and the board.

Candidates must be available to commence within the next few months and have proven experience in a high level compliance role within a buy side firm.

Interim Head of Compliance - Private Markets in London employer: Avenell Search Ltd

Join a leading investment management firm that values integrity and excellence, offering a collaborative work culture where your expertise in compliance will be recognised and rewarded. With a commitment to employee development, we provide ample opportunities for growth and advancement within the dynamic private markets sector. Located in a vibrant financial hub, our firm not only supports your professional journey but also fosters a balanced work-life environment, making it an exceptional place to build your career.
Avenell Search Ltd

Contact Detail:

Avenell Search Ltd Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Interim Head of Compliance - Private Markets in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the investment management and private equity sectors. Attend industry events or webinars to meet potential employers and showcase your expertise in compliance.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of FCA, SEC, AIFMD, and MiFID/MiFIR regulations. Be ready to discuss how you've navigated complex compliance challenges in previous roles—this will show you're the right fit for the job!

✨Tip Number 3

Showcase your leadership skills! Think of examples where you've led teams or projects in compliance. Highlight your ability to communicate effectively with stakeholders and how you've provided strategic oversight in past positions.

✨Tip Number 4

Don't forget to apply through our website! We want to see your application and help you land that interim head of compliance role. Make sure your CV reflects your extensive experience and readiness to hit the ground running.

We think you need these skills to ace Interim Head of Compliance - Private Markets in London

Senior Compliance Experience
Investment Management Knowledge
Private Equity Exposure
Multi-Jurisdictional Regulatory Knowledge
FCA Expertise
SEC Expertise
AIFMD Knowledge
MiFID/MiFIR Knowledge
Strategic Oversight
Compliance Controls Management
Communication Skills
Stakeholder Management
Resilience
Commercial Awareness
Solution-Oriented Advice

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your 10+ years of senior compliance experience, especially in Investment Management or Private Equity. We want to see how your background aligns with the role, so don’t be shy about showcasing your expertise in FCA, SEC, AIFMD, and MiFID/MiFIR.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Interim Head of Compliance role. Share specific examples of how you've provided strategic oversight and maintained compliance controls in complex environments.

Showcase Your Leadership Skills: We’re looking for a confident and credible leader, so make sure to highlight your exceptional communication and stakeholder management skills. Share instances where you’ve successfully led teams or influenced senior leadership with your practical, solution-oriented advice.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Don’t miss out on the chance to join our dynamic team!

How to prepare for a job interview at Avenell Search Ltd

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of FCA, SEC, AIFMD, and MiFID/MiFIR regulations. Be ready to discuss how you've navigated these frameworks in your previous roles, especially in private markets. This will show that you’re not just familiar with the rules but can apply them effectively.

✨Showcase Your Leadership Skills

Prepare examples that highlight your leadership experience in compliance. Think about times when you’ve led a team through complex regulatory challenges or implemented new compliance strategies. This will demonstrate your ability to manage stakeholders and lead a sophisticated compliance function.

✨Be Solution-Oriented

During the interview, focus on how you’ve provided practical, solution-oriented advice in past roles. Share specific instances where your proactive approach made a difference, especially in high-pressure situations. This will illustrate your resilience and commercial awareness.

✨Engage with Stakeholders

Prepare to discuss how you’ve effectively communicated with senior leadership and boards in the past. Think about your strategies for managing relationships and ensuring compliance is understood at all levels. This will highlight your exceptional communication skills and stakeholder management abilities.

Interim Head of Compliance - Private Markets in London
Avenell Search Ltd
Location: London
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