(Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs
(Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs

(Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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Avantia Law Limited

At a Glance

  • Tasks: Join us as a Consultant to advise on financial regulations and manage client relationships.
  • Company: Avantia Law is an innovative law firm revolutionising asset management legal services.
  • Benefits: Enjoy remote work, 25 days holiday, private healthcare, and wellness subscriptions.
  • Why this job: Be part of a supportive team, work with top clients, and innovate with AI tools.
  • Qualifications: 5+ years in financial services regulation with strong EU regulatory knowledge required.
  • Other info: Flexible working options and enhanced family policies after one year.

The predicted salary is between 43200 - 72000 £ per year.

Location: United Kingdom (Remote first or hybrid)

Avantia Law is a pioneering law firm known for its innovative approach to asset management legal services. Our service provides asset managers with an end-to-end managed solution for LP transfers, driven by senior funds lawyers and backed by cutting-edge technology.

We are now looking to appoint a mid-to-senior level regulatory or funds lawyer (5+ PQE) with specific experience and expertise in EU financial promotion and marketing rules.

Key Responsibilities:

  • Advise on the application of MiFID II, AIFMD, and UCITS marketing and disclosure requirements.
  • Review and approve a wide range of client materials and communications, including pitch decks, websites, investor communications, and other promotional content.
  • Working directly with and managing client relationships, including senior members of the legal team at some of the largest global private equity firms.
  • Collaborate with our technology team to help us innovate & utilise AI-driven workflow tools in your legal work.
  • Assist our Growth team withnew client pitches when required.
  • 5+ years’ post-qualification experience with a focus on financial services regulation.
  • Strong working knowledge of EU regulatory frameworks, particularly MiFID II, AIFMD, and the UCITS Directive.
  • Experience advising on marketing and financial promotions for investment firms and fund managers, ideally in both institutional and retail contexts.
  • Previous experience at a top-tier law firm, regulatory consultancy, or in-house legal team in asset management or financial services.
  • Excellent drafting and communication skills; able to translate complex regulation into practical advice for clients and commercial teams.
  • Detail-oriented and able to manage multiple projects in a fast-paced environment.
  • Strong communication skills and client-focused approach.

What We Offer:

  • Opportunity to work remotely, at your pace.
  • A supportive, collaborative team of legal and compliance professionals.
  • Exposure to sophisticated clients across asset management, private equity, and fintech.
  • Competitive compensation.

Avantia aims to offer a competitive salary, which will depend on the final candidate\’s PQE and unique experience. You will have the opportunity to discuss your salary expectations during the first call with the Talent team.Our benefits include:

  • 25 days holiday + UK Bank Holidays + 1 Day off for your birthday
  • Remote first (anywhere in the UK) or choose to work from our lovely London Bridge office whenever you wish.
  • Private healthcare or the option to use the budget to be reimbursed for other wellness activities of your choice
  • Annual subscription to your choice of Calm or Headspace
  • Early finish Fridays in the summer
  • Pension scheme (enhanced after 1 year service)
  • Enhanced family friendly policies after 1 year

AVANTIA LAW – CORE VALUES

We empower our people

We trust our people to excel by giving them a voice, the freedom to grow, and the support they need to succeed. Together, we hold ourselves accountable and create meaningful impact—for our clients, our team, and our industry.

We champion excellence

Our values are at the heart of every decision we make. We stand by our commitments, consistently delivering exceptional results and building trust through every action. Excellence isn’t just a goal—it’s how we operate.

We are building the future

We’re redefining the legal landscape. Through innovation, challenging conventions and listening to our clients, we’re forging a new path and shaping the next generation of law.

#J-18808-Ljbffr

(Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs employer: Avantia Law Limited

Avantia Law is an exceptional employer that champions innovation and collaboration within the legal sector, particularly in asset management. With a remote-first approach, employees enjoy flexibility and a supportive work culture that prioritises personal growth and well-being, including generous holiday allowances and wellness benefits. Joining Avantia means being part of a forward-thinking team that empowers its members to excel while working with sophisticated clients in a dynamic environment.
Avantia Law Limited

Contact Detail:

Avantia Law Limited Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land (Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs

✨Tip Number 1

Familiarise yourself with the latest developments in EU financial promotion and marketing rules, especially MiFID II, AIFMD, and UCITS. This will not only enhance your knowledge but also demonstrate your commitment to staying updated in a rapidly evolving regulatory landscape.

✨Tip Number 2

Network with professionals in the asset management and financial services sectors. Attend relevant webinars or industry events to connect with potential colleagues and clients, which can give you insights into the firm's culture and expectations.

✨Tip Number 3

Showcase your ability to translate complex regulations into practical advice by preparing examples of past work where you've successfully navigated similar challenges. This will highlight your problem-solving skills and client-focused approach.

✨Tip Number 4

Research Avantia Law's recent projects and initiatives, particularly those involving AI-driven workflow tools. Being able to discuss how you can contribute to their innovative approach will set you apart as a candidate who aligns with their core values.

We think you need these skills to ace (Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs

Expertise in EU financial promotion and marketing rules
Strong knowledge of MiFID II, AIFMD, and UCITS Directive
Experience in drafting and reviewing client materials and communications
Ability to translate complex regulations into practical advice
Client relationship management skills
Experience in asset management or financial services law
Excellent communication and interpersonal skills
Detail-oriented with strong organisational skills
Ability to manage multiple projects in a fast-paced environment
Familiarity with AI-driven workflow tools in legal work
Experience in both institutional and retail contexts for investment firms
Previous experience at a top-tier law firm or regulatory consultancy

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Consultant position at Avantia Law. Familiarise yourself with MiFID II, AIFMD, and UCITS regulations to demonstrate your expertise.

Tailor Your CV: Customise your CV to highlight your relevant experience in financial services regulation and marketing rules. Emphasise your post-qualification experience and any specific projects that align with the job description.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the firm. Discuss how your skills and experiences make you a perfect fit for Avantia Law, particularly in relation to their innovative approach and core values.

Proofread Your Application: Ensure that your application is free from errors. Carefully proofread your CV and cover letter for grammar, spelling, and clarity. A polished application reflects your attention to detail, which is crucial for this role.

How to prepare for a job interview at Avantia Law Limited

✨Know Your Regulations

Make sure you have a solid understanding of MiFID II, AIFMD, and UCITS marketing rules. Be prepared to discuss how these regulations impact financial promotions and marketing strategies, as this will demonstrate your expertise in the field.

✨Showcase Your Communication Skills

Since the role involves reviewing client materials and managing relationships, practice articulating complex legal concepts in simple terms. This will help you convey your ability to provide practical advice to clients and commercial teams.

✨Demonstrate Your Client-Focused Approach

Prepare examples of how you've successfully managed client relationships in the past. Highlight your ability to understand client needs and deliver tailored solutions, which aligns with Avantia Law's core values.

✨Emphasise Your Collaborative Spirit

The role requires collaboration with both legal and technology teams. Be ready to discuss instances where you've worked cross-functionally, showcasing your adaptability and willingness to innovate in your legal work.

(Consultant) Financial Services Regulatory / Funds Lawyer - Marketing Regs
Avantia Law Limited
Location: London
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