At a Glance
- Tasks: Oversee market abuse surveillance and assess financial crime risks in trading activities.
- Company: Join a leading investment firm focused on compliance and risk management.
- Benefits: Flexible hybrid working, professional development, and career progression opportunities.
- Other info: Engage with senior stakeholders and contribute to a purpose-driven organisation.
- Why this job: Make a real impact in financial crime prevention while working with global investment activities.
- Qualifications: Experience in financial crime compliance and strong analytical skills required.
The predicted salary is between 60000 - 75000 £ per year.
Role Overview: Senior Associate, Financial Crime – Group Risk & Compliance International team in London. Reports to the Senior Manager - Financial Crime (MLRO). Key responsibilities include designing, delivering, and maintaining the fund’s financial crime framework with a focus on market abuse oversight.
What You'll Do
- Provide second‑line oversight of market abuse surveillance, including trade and communications surveillance, alert review, escalation, and system configuration.
- Assess and challenge market abuse and broader financial crime risks arising from trading activity, investment strategies, information flows, and conflicts of interest.
- Support the MLRO and senior management in maintaining up‑to‑date financial crime and market abuse risk assessments aligned with UK regulatory expectations.
- Lead or contribute to thematic reviews, deep dives, and trend analysis to identify emerging risks and control weaknesses.
- Advise the business on financial crime considerations related to new products, markets, counterparties, and changes in trading activity.
- Support regulatory engagement, internal audits, and assurance activity, including coordinating responses and delivering agreed actions.
- Draft, maintain, and enhance financial crime and market abuse policies, standards, and procedures.
- Provide oversight and challenge of first‑line activities such as customer due diligence and sanctions screening.
- Produce clear and concise management information for committees, senior management, and the Board.
- Support the design and delivery of financial crime and market abuse training, including induction, refresher, and targeted risk‑based sessions.
What You'll Bring
- Demonstrable experience in financial crime compliance within a UK‑regulated investment firm, asset manager, or similar environment.
- Strong practical experience in market abuse oversight, including surveillance, alerts management, escalation, and regulatory judgement.
- Sound knowledge of UK financial crime regulation, FCA expectations, and market abuse requirements.
- Experience drafting or contributing to financial crime and market abuse policies and procedures.
- Ability to analyse complex information, exercise sound judgement, and make proportionate risk‑based recommendations.
- Strong written and verbal communication skills, with experience engaging senior stakeholders and committees.
- A proactive, detail‑oriented approach with confidence to challenge constructively.
Qualifications
- Degree‑level education or equivalent professional experience in financial services, law, or compliance.
- Relevant professional qualification (or progress towards one) such as ICA, ACAMS, CISI, or equivalent is highly regarded.
Why Join Us?
- A flexible hybrid working model supporting wellbeing and balance.
- Exposure to complex global investment activity across public and private markets.
- Strong leadership access and visibility within the international risk function.
- Ongoing professional development and career progression opportunities.
- The opportunity to contribute to a purpose‑driven organisation making a real difference to millions of members.
Senior Associate, Market Abuse Regulations & Financial Crime employer: AustralianSuper
Join a dynamic and purpose-driven organisation in London, where as a Senior Associate in Market Abuse Regulations & Financial Crime, you will play a pivotal role in shaping our financial crime framework. We offer a flexible hybrid working model that prioritises your wellbeing, alongside robust professional development opportunities and direct access to leadership within our international risk function. Be part of a team that not only values your expertise but also empowers you to make a meaningful impact on the financial landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Associate, Market Abuse Regulations & Financial Crime
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their approach to financial crime and market abuse regulations. This will help you tailor your answers and show that you're genuinely interested in the role.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your responses. Focus on articulating your experience in financial crime compliance and how it aligns with the job requirements.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Associate, Market Abuse Regulations & Financial Crime
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that match the Senior Associate role. Highlight your financial crime compliance experience and any relevant qualifications to show us you’re the right fit.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about financial crime regulations and how your background aligns with our needs. Keep it concise but impactful!
Showcase Your Communication Skills:Since strong written communication is key for this role, ensure your application is clear and well-structured. We want to see your ability to engage effectively with senior stakeholders right from the start.
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at AustralianSuper
✨Know Your Regulations
Make sure you brush up on UK financial crime regulations and FCA expectations. Being able to discuss these confidently will show that you understand the landscape and can navigate it effectively.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed market abuse oversight or contributed to financial crime compliance. This will help demonstrate your practical experience and how it aligns with the role.
✨Communicate Clearly
Practice articulating complex information in a clear and concise manner. You’ll likely need to engage with senior stakeholders, so being able to communicate effectively is key to making a good impression.
✨Be Proactive and Detail-Oriented
During the interview, highlight instances where you've taken initiative or challenged processes constructively. This will showcase your proactive approach and attention to detail, which are crucial for this role.
