At a Glance
- Tasks: Lead compliance initiatives and ensure regulatory adherence for AustralianSuper's UK operations.
- Company: Join a supportive and inclusive team at AustralianSuper, a leader in financial services.
- Benefits: Flexible working, generous leave, and ongoing professional development opportunities.
- Other info: Embrace diversity and thrive in a culture that values safety, respect, and collaboration.
- Why this job: Make a real impact in a dynamic environment while enhancing your compliance expertise.
- Qualifications: Experience in compliance or risk management within the UK financial sector is essential.
The predicted salary is between 49500 - 60500 £ per year.
Location: King's Cross, London
12 Month Fixed Term Contract
Hybrid
At AustralianSuper, we truly care about our colleagues. We know work and life are intertwined. That’s why we support the diverse needs of everyone and have policies that enable us all to thrive and be truly flexible. We ensure diversity is celebrated for the opportunity it provides us all to learn and grow and deliver better outcomes for members. We are dedicated to building a high-performance environment underpinned by a strong risk culture, ensuring we deliver the best outcomes for our members.
Your New Role
As Manager, Compliance (Fixed Term Contract), you will support the Senior Manager, Compliance in delivering regulatory change, obligation management and compliance monitoring for AustralianSuper’s UK separate legal operating entities, AustralianSuper UK Ltd and AustralianSuper Direct Investments UK Ltd. You will focus on applying UK regulatory requirements and expectations, working closely with stakeholders in the UK and Australia to align local activity with global policies and practices. You will also contribute to the design and continued improvement of global approaches that support strong governance and regulatory compliance across the UK entities.
Key duties include but are not limited to:
- Developing and maintaining compliance frameworks, artefacts and controls, including adapting global policies for UK regulatory requirements.
- Reviewing and enhancing governance, risk and control systems, with clear links between risks, obligations and controls within GRC systems.
- Supporting the design and embedding of the international regulatory change framework and providing secretariat support to the International Regulatory Change Forum.
- Coordinating regulatory change activity across international offices, including reporting, governance packs, implementation oversight and GRC administration.
- Designing and delivering the annual Compliance Monitoring Programme, including risk assessments, thematic reviews, frequency-based monitoring, testing methodologies and reporting.
- Preparing clear reports and papers for management and UK entity Boards, with appropriate escalation and recording of exceptions and issues.
- Supporting compliance projects, assurance activity, internal audit requirements, incident reviews and the development of compliance training.
- Building effective relationships across the UK business and with global stakeholders, while supporting consistent and well-managed engagement with the FCA.
- Promoting a professional, collaborative and solutions-focused environment and role modelling a strong risk culture.
What You’ll Need
- Experience in compliance, risk or audit advisory roles within the UK financial services sector.
- A strong understanding of compliance and risk management frameworks, with the ability to develop practical, fit-for-purpose controls and governance arrangements.
- Proficiency in navigating and interpreting the FCA Handbook, together with sound knowledge of other UK financial services regulatory requirements.
- Experience of regulatory change, compliance monitoring, thematic reviews, assurance or GRC systems.
- The ability to lead and influence senior stakeholders and work collaboratively across international teams.
- Excellent written and verbal communication skills, including strong report writing and the confidence to raise and escalate issues appropriately.
- A university degree or equivalent experience.
- A relevant compliance qualification, such as ICA, IMC or CISI Level 6 Diploma, is desirable.
Life at AustralianSuper
AustralianSuper is committed to colleague development, and we support our people with ongoing learning, coaching and training, as well as career opportunities across our expanding global organisation. We offer generous leave entitlements and promote a blended working environment in which all roles can flex, and we’re happy to discuss what this looks like for you. We cultivate a workplace that champions safety, respect, inclusiveness and diversity. We are committed to supporting our diverse workforce in a way that is inclusive and embraces diversity in all its forms.
If you require any reasonable adjustments to the recruitment process or the role, please let our recruitment team know.
What’s Next
Apply now if you share our values of Energy, Integrity, Generosity of Spirit and Excellent Outcomes and would like the opportunity to work in a challenging, growing and rapidly evolving team to deliver outstanding results.
AustralianSuper uses AI to review resumes and conduct initial phone interviews. This involves processing your resume, cover letter, and voice recording in Australia and the USA to help assess your suitability for the applied role. When invited to an AI phone screening, you may opt for a traditional phone screening instead. For information on how we handle your personal data, please refer to our Candidate Privacy Policy.
Agencies please note: this vacancy is being managed directly by AustralianSuper’s Talent Acquisition team. We will contact our preferred agency partners should we require additional support. Thank you.
Manager, Compliance FTC in London employer: AustralianSuper
AustralianSuper is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. With a strong commitment to employee development, you will have ample opportunities for growth and mentorship while contributing to impactful investment strategies that shape the future of retirement for millions. Join a culture that values diversity, integrity, and excellence, making it a rewarding place to advance your career in global equities.
StudySmarter Expert Advice🤫
We think this is how you could land Manager, Compliance FTC in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like AustralianSuper looking for candidates who are engaged and informed.
We think you need these skills to ace Manager, Compliance FTC in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at AustralianSuper. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at AustralianSuper
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with AustralianSuper’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!