At a Glance
- Tasks: Conduct remote due diligence and manage regulatory compliance for Deutsche Bank's global operations.
- Company: Join Deutsche Bank, a leading global bank with a commitment to diversity and inclusion.
- Benefits: Enjoy hybrid working, competitive salary, 30 days holiday, and private healthcare.
- Other info: Flexible work culture with opportunities for volunteering and career growth.
- Why this job: Make an impact in regulatory operations while developing your skills in a dynamic environment.
- Qualifications: Strong organisational skills, attention to detail, and experience with data analysis.
The predicted salary is between 36000 - 60000 £ per year.
Overview
Regulatory Operations Analyst for Global Network Management (GNM) — Birmingham
Global Network Management (GNM) is a global team within Regulatory & Cross Product Operations. GNM handles the Agent Bank Selection, Appointment and Due Diligence for Deutsche Bank\'s internal entities. All agent banks holding assets in custody or client money must complete due diligence to satisfy regulatory requirements from sources such as CASS, BaFin, and CFTC. The AFME questionnaire is the industry standard adopted by GNM. The objective of the due diligence is to review risks in the decision to entrust Deutsche Bank assets to an Agent Bank, assess against Deutsche Bank’s risk appetite, and address or mitigate risks where possible.
GNM is responsible for regulatory obligations related to the jurisdictions of Deutsche Bank’s internal entities. Many regulations focus on Client Asset Protection, and GNM’s adherence to processes and controls is critical to regulatory compliance.
Your Responsibilities
- Remote due diligence including reviewing agent responses, assessing, identifying, escalating risks, and monitoring through to completion; includes legal documentation review.
- Manage incoming market news (changes, issues, disruptions) and distribute to internal stakeholders.
- Handle operational queries and escalations raised internally or by the agent bank network; respond in a timely and appropriate manner; escalate to management when needed.
- Manage, interpret and present data to support regulatory reporting, reconciliations and audit requests.
- Assist with compliance to Regulatory obligations (e.g., CASS (FCA), SCAF (MiFID II/BaFIN), CFTC).
Your Skills And Experience
- Excellent organizational skills with the ability to prioritize and manage workload against tight timeframes; provide accurate status updates and highlight remedial work where required.
- Strong regulatory/risk awareness with meticulous attention to detail.
- Ability to read, digest and interpret detailed agent bank responses (AFME ~400 questions) and identify issues or risks for review/escalation.
- Confident in coordinating, hosting and minuting conference calls (Teams) with participants up to senior management and external audiences.
- Experience with data review and analysis (Excel functions, pivots, VLOOKUP, text functions; SharePoint/Tableau useful) and ability to produce concise reports in PowerPoint/Excel.
- Adaptable and flexible with a willingness to learn and support different workstreams within the global team.
What We Offer You
- Hybrid working model enabling remote work for part of the time.
- Competitive salary and non-contributory pension.
- 30 days holiday plus bank holidays, with option to purchase additional days.
- Life Assurance and Private Healthcare for you and your family.
- Flexible benefits including Retail Discounts, Bike4Work scheme and Gym benefits.
- Opportunity to support CSR programmes with 2 days volunteering leave per year.
About Us
Deutsche Bank is a leading German bank with strong European roots and a global network. Deutsche Bank in the UK is proud to be recognized for gender equality and LGBTQ+ inclusion. If you have a disability or health condition, you may request adjustments during the application process through our Adjustments Concierge.
We strive for a culture of collaboration, accountability and commercial thinking. We welcome applications from all people and promote a positive, fair and inclusive work environment.
Regulatory Operations Analyst for Global Network Management in Birmingham employer: Australian Investors Association (now Australian Shareholders' Association)
Deutsche Bank offers an exceptional work environment for the Regulatory Operations Analyst role in Birmingham, characterised by a hybrid working model that promotes work-life balance. Employees benefit from a competitive salary, generous holiday allowance, and comprehensive health coverage, alongside opportunities for professional growth within a culture that values collaboration and inclusivity. With a commitment to social responsibility and employee well-being, Deutsche Bank stands out as a rewarding employer for those seeking meaningful careers in the financial sector.
Contact Details:
Australian Investors Association (now Australian Shareholders' Association) Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Operations Analyst for Global Network Management in Birmingham
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Deutsche Bank on LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by diving deep into the regulatory landscape. Brush up on CASS, BaFin, and CFTC regulations. Showing that you know your stuff will impress the hiring team and show you're serious about the role.
✨Tip Number 3
Practice your presentation skills! You might need to present data or findings during interviews. Use tools like PowerPoint to create mock presentations and get comfortable explaining complex information clearly.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re genuinely interested in joining the Deutsche Bank family.
We think you need these skills to ace Regulatory Operations Analyst for Global Network Management in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Regulatory Operations Analyst role. Highlight relevant experience and skills that match the job description, especially your regulatory awareness and attention to detail.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention specific experiences that demonstrate your ability to handle due diligence and manage operational queries.
Showcase Your Analytical Skills:Since the role involves data review and analysis, be sure to mention any experience you have with Excel or data interpretation. We want to see how you can manage and present data effectively!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team at Deutsche Bank.
How to prepare for a job interview at Australian Investors Association (now Australian Shareholders' Association)
✨Know Your Regulations
Familiarise yourself with key regulations like CASS, BaFin, and CFTC. Understanding these will not only help you answer questions confidently but also show your genuine interest in the role and its responsibilities.
✨Master the AFME Questionnaire
Get to grips with the AFME questionnaire, especially the 400 questions it contains. Practising how to interpret and respond to these types of queries will prepare you for discussing risk assessment and due diligence during the interview.
✨Showcase Your Data Skills
Be ready to discuss your experience with data analysis tools like Excel and SharePoint. Prepare examples of how you've used functions like VLOOKUP or pivot tables to solve problems or present data effectively.
✨Communication is Key
Since you'll be coordinating calls with senior management and external parties, practice articulating your thoughts clearly. Think about how you can demonstrate your organisational skills and ability to manage operational queries during the interview.
