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For Companies At a Glance
- Tasks: Monitor trading activities and assess market abuse risks daily.
- Company: Join a leading firm focused on regulatory compliance in finance.
- Benefits: Enjoy competitive pay, flexible working options, and professional development opportunities.
- Why this job: Be part of a dynamic team tackling financial crime and making a real impact.
- Qualifications: Experience in finance is essential; knowledge of surveillance processes is a plus.
- Other info: Ideal for problem solvers passionate about data analysis and compliance.
The predicted salary is between 43200 - 72000 ÂŁ per year.
The Senior Compliance Analyst will support the Firm’s regulatory objectives to counter the risk of market abuse, financial crime and/or other conflicts as they may arise.
Job Duties:
- Deploying market abuse trade surveillance and e-comm’s surveillance tools.
- Prepare market abuse risk assessments.
- Conduct trade and e-comms monitoring activities.
- Work with key stakeholders to identify and investigate suspicious trading activity.
- Keep abreast of and update key stakeholders with respect to regulatory developments in the area of market abuse, financial crime, and sanctions.
- Conduct “Best Execution” monitoring.
- Where required, support the implementation of new market abuse trade surveillance and e-comms software.
Education, Experience and Skills:
Required Education and Experience:
- Experience working in the Financial Sector, preferably at an asset manager or hedge fund.
- Surveillance processes essential.
Preferred Education and Experience:
- Knowledge in financial products, hedge fund trading strategies and the regulatory environment.
- A passion for problem solving and analysing data.
Surveillance and Monitoring - Senior Compliance Analyst employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance and Monitoring - Senior Compliance Analyst
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the financial sector. This will not only help you understand the role better but also demonstrate your commitment to staying updated, which is crucial for a Senior Compliance Analyst.
✨Tip Number 2
Network with professionals in the compliance and surveillance field. Attend industry events or join relevant online forums to connect with others who can provide insights into the role and potentially refer you to opportunities at firms like us.
✨Tip Number 3
Gain hands-on experience with trade surveillance tools and software. If you can, take online courses or certifications that focus on market abuse surveillance and compliance technologies to enhance your skill set.
✨Tip Number 4
Prepare to discuss real-world scenarios during interviews. Think of examples where you've identified suspicious activity or contributed to compliance efforts, as this will showcase your analytical skills and problem-solving abilities.
We think you need these skills to ace Surveillance and Monitoring - Senior Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in the financial sector, particularly in compliance and surveillance processes. Emphasise any specific roles or projects that relate to market abuse and financial crime.
Craft a Strong Cover Letter: In your cover letter, express your passion for problem-solving and data analysis. Mention how your background aligns with the job duties, such as deploying surveillance tools and conducting risk assessments.
Showcase Relevant Skills: Clearly outline your knowledge of financial products and hedge fund trading strategies. If you have experience with regulatory developments, make sure to include that as well, as it’s crucial for this role.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A polished application reflects your attention to detail, which is essential for a compliance analyst.
How to prepare for a job interview at Austin Andrew
✨Know Your Regulations
Familiarise yourself with the latest regulations surrounding market abuse and financial crime. Being able to discuss recent changes and their implications will show your commitment and expertise in the field.
✨Demonstrate Analytical Skills
Prepare examples of how you've successfully analysed data or identified suspicious activities in previous roles. This will highlight your problem-solving abilities and your experience with surveillance processes.
✨Engage with Stakeholders
Be ready to discuss how you’ve collaborated with key stakeholders in past positions. Emphasising your communication skills and teamwork will demonstrate your ability to work effectively in a compliance environment.
✨Showcase Your Financial Knowledge
Brush up on your knowledge of financial products and hedge fund trading strategies. Being able to speak confidently about these topics will set you apart as a candidate who understands the complexities of the role.
