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- Tasks: Support regulatory compliance and coordinate with external consultants in a dynamic investment environment.
- Company: A London-based activist investment manager focused on high performance and compliance.
- Benefits: Competitive salary, professional development, and a chance to make a real impact.
- Why this job: Join a hands-on role where you can take ownership and drive compliance initiatives.
- Qualifications: Approximately five years of relevant experience in compliance or related fields.
- Other info: Opportunity to work in a lean team with a strong culture of compliance.
The predicted salary is between 50000 - 60000 £ per year.
A London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environment and who is keen to take ownership across multiple business areas.
The position is weighted towards compliance, which will account for approximately 65% of the role, with the balance spanning one of the following areas: operational, finance, legal, and tax-related responsibilities.
The successful candidate will play a key role in supporting the firm’s regulatory framework, maintaining a strong culture of compliance, and ensuring that the business continues to meet its obligations as an FCA-regulated investment manager.
This role will also work closely with the firm’s external compliance consultancy, helping to coordinate day-to-day compliance activity, regulatory monitoring and periodic reviews.
Compliance Officer (Non SM16) in Slough employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer (Non SM16) in Slough
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Officer role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise during the interview.
✨Tip Number 3
Showcase your hands-on experience! Be ready to share specific examples of how you've taken ownership in previous roles. We want to see how you’ve tackled compliance challenges and contributed to a strong culture of compliance.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Compliance Officer (Non SM16) in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your relevant experience in compliance and any other areas mentioned in the job description. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our high-performance environment. Keep it engaging and personal.
Showcase Your Experience: When detailing your experience, focus on specific examples that demonstrate your hands-on approach in compliance and any related fields. We love seeing how you've taken ownership in previous roles!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Austin Andrew
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and frameworks relevant to investment management. Being able to discuss specific FCA regulations and how they apply to the role will show that you're not just familiar with compliance, but that you’re genuinely passionate about it.
✨Show Your Hands-On Experience
Prepare examples from your previous roles where you've taken ownership of compliance tasks or projects. Highlighting your hands-on experience in a lean environment will demonstrate that you can thrive in their high-performance culture.
✨Understand the Business Areas
Since the role spans multiple areas like operational, finance, legal, and tax, do some homework on how these functions interact with compliance. Being able to speak knowledgeably about how compliance impacts these areas will set you apart from other candidates.
✨Build Rapport with External Consultants
Since you'll be working closely with external compliance consultants, think about how you can foster good relationships. Be ready to discuss how you’ve collaborated with external parties in the past and how you plan to coordinate effectively in this role.