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- Tasks: Support senior consultants in compliance projects and client relationships.
- Company: Successful compliance consultancy based in London with a strong client base.
- Benefits: Gain valuable experience in regulatory consulting and client management.
- Why this job: Join a dynamic team and make a real impact in the compliance sector.
- Qualifications: 1-2 years in compliance or related fields; understanding of UK regulations preferred.
- Other info: Opportunity to build client relationships and develop your career in compliance.
The predicted salary is between 36000 - 60000 £ per year.
Our client is a very successful compliance consultancy in London. Its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/CFTC. It is looking to hire a compliance expert to join its regulatory consulting team.
Responsibilities include, but are not limited to:
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
- Assisting with setting up compliance infrastructure for clients
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
- Assisting with preparation and delivery of compliance training
- Understanding and updating clients on regulatory change and how it impacts their business
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
- Building and developing client relationships
Key Skills / Experience:
- 1 – 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. would be preferable but not essential
- An understanding of the UK regulatory landscape and the FCA Handbook
- Excellent customer service ethos
- Degree educated or similar
- Excellent verbal and written communication skills
- Ability to multi-task
- Must hold the right to work in the UK
Compliance Consultancy - FCA knowledge essential in Slough employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultancy - FCA knowledge essential in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who have experience with the FCA. A friendly chat can lead to insider info about job openings or even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your FCA knowledge. We recommend researching recent regulatory changes and thinking about how they impact clients. This will show you're not just knowledgeable but also proactive!
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your answers. Focus on how your experience aligns with the responsibilities listed in the job description.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our team.
We think you need these skills to ace Compliance Consultancy - FCA knowledge essential in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the compliance consultancy role. Highlight any relevant experience you have with FCA regulations and client management. We want to see how your background fits with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our clients. Keep it concise but impactful – we love a good story!
Show Off Your Communication Skills: Since excellent communication is key in this role, make sure your application reflects that. Use clear and professional language, and don’t forget to proofread for any typos or errors. We appreciate attention to detail!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Austin Andrew
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of the FCA Handbook and the UK regulatory landscape. Being able to discuss specific regulations and how they impact clients will show that you're not just familiar with compliance, but that you can apply this knowledge practically.
✨Showcase Your Client Relationship Skills
Since building client relationships is key in this role, prepare examples from your past experiences where you've successfully managed client interactions. Highlight your customer service ethos and how you’ve gone above and beyond to meet client needs.
✨Prepare for Compliance Scenarios
Think about potential compliance scenarios you might face in the role and how you would handle them. This could include discussing how you would assist with compliance projects or manage FCA application processes. Being ready with these examples will demonstrate your proactive approach.
✨Practice Your Communication Skills
As excellent verbal and written communication skills are essential, practice articulating your thoughts clearly. You might even want to do a mock interview with a friend, focusing on explaining complex compliance concepts in simple terms, as you would to a client.