At a Glance
- Tasks: Support clients with FCA regulations and conduct compliance reviews.
- Company: Leading consultancy firm focused on digital finance compliance.
- Benefits: Competitive salary, flexible working hours, and professional development opportunities.
- Other info: Network at industry events and grow your career in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in the fast-paced world of digital finance.
- Qualifications: Experience in regulatory compliance, especially in payments or crypto-assets.
The predicted salary is between 60000 - 80000 £ per year.
Provide support and guidance to clients in relation to FCA regulatory obligations.
Assist with or personally undertake periodic compliance monitoring reviews and provide clients with formal reports.
Ensure that established Quality Assessment procedures are followed, which are in place for the team to ensure a high level of client satisfaction.
Carry out work relative to firms that wish to apply for FCA authorisation, to vary their FCA Permission, effect a Change in Control or a Change of Legal Status.
Review client marketing materials to ensure they meet regulatory requirements.
Provide clients with regulatory training, as agreed on the basis of established competence and capability.
Produce regulatory updates to clients on topics pertinent to the market.
Personally do or organise and oversee the creation of compliance documentation relevant to each client's business as it is established and as it develops.
Attend and represent the firm at industry events, conferences, and networking events.
Build and maintain a network of industry contacts to generate new business.
Requirements:
- Regulatory/compliance experience in a role gained in payments, e-money, crypto-assets, professional compliance services or regulatory services is essential.
- Awareness of the commercial aspects of consultancy.
- Skilled in Compliance Monitoring, auditing, gap analysis and providing professional reports.
- Knowledge of FCA and EU regulatory frameworks, institutions, and internal operating structures for the market.
- Knowledge of compliance risk frameworks and how to apply them to various firms.
- Knowledge and experience of project management.
Senior Consultant - Digital Finance Compliance in London employer: Austin Andrew
Austin Andrew is an exceptional employer, offering a dynamic work environment in Greater London where compliance professionals can thrive. With a strong emphasis on employee growth and development, the company provides ample opportunities for career advancement while fostering a collaborative culture that values innovation and integrity. Employees benefit from competitive remuneration packages and a supportive atmosphere that encourages continuous learning and adaptation to the ever-evolving financial landscape.
