We are currently working with a growing London-based compliance consultancy t hat is looking to hire a senior compliance expert into itsRegulatory Hosting team.
The role has a strong client-facing focus, with responsibility for a portfolio ofAppointed Representatives, including compliance monitoring and reviews, regulatory advice, financial promotions, regulatory change and ongoing oversight.
It’s a broad role with ample autonomy and exposure to alternative investment managers, and would suit someone who enjoys both the technical and relationship-management sides of compliance
Extensive asset management compliance experience is essential , likely to include knowledge of regulatory hosting
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Senior Compliance Consultant - Regulatory Hosting in London employer: Austin Andrew
As a Compliance Analyst at our boutique compliance consultancy, you will thrive in a dynamic work culture that values collaboration and professional growth. With a global footprint and a focus on the investment management sector, we offer unique opportunities for meaningful engagement with clients while providing comprehensive training and support to enhance your expertise in regulatory compliance. Join us to be part of a team that prioritises employee development and fosters strong client relationships in a vibrant and supportive environment.
