Investment Compliance Consultant - Buy-Side in London

Investment Compliance Consultant - Buy-Side in London

London Full-Time 29700 - 36300 £ / year (est.) Home office (partial)
A

At a Glance

  • Tasks: Support senior consultants and help set up compliance infrastructure for clients.
  • Company: Boutique compliance consultancy focused on the investment management sector.
  • Benefits: Gain valuable experience in a dynamic environment with potential for growth.
  • Other info: Opportunity to attend client meetings and deliver training.
  • Why this job: Join a team that shapes compliance strategies and stays ahead of regulatory changes.
  • Qualifications: 1-2 years of compliance experience preferred; strong communication skills are a plus.

The predicted salary is between 29700 - 36300 £ per year.

Austin Andrew is a boutique compliance consultancy focused on the investment management sector, seeking a junior to mid-level compliance resource.

You will support senior consultants, attend client meetings on-site or by video, and help set up compliance infrastructure for clients.

Responsibilities include monitoring reviews, FCA processing, training delivery, and staying ahead of regulatory changes to advise clients strategically.

A 1–2 year background in compliance is preferred.

#J-18808-Ljbffr

Investment Compliance Consultant - Buy-Side in London employer: Austin Andrew

As a Compliance Analyst at our boutique compliance consultancy, you will thrive in a dynamic work culture that values collaboration and professional growth. With a global footprint and a focus on the investment management sector, we offer unique opportunities for meaningful engagement with clients while providing comprehensive training and support to enhance your expertise in regulatory compliance. Join us to be part of a team that prioritises employee development and fosters strong client relationships in a vibrant and supportive environment.

A

Contact Details:

Austin Andrew Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Investment Compliance Consultant - Buy-Side in London

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Austin Andrew looking for candidates who are engaged and informed.

We think you need these skills to ace Investment Compliance Consultant - Buy-Side in London

Compliance Knowledge
Regulatory Awareness
Client Relationship Management
Monitoring and Review Skills
FCA Processing
Training Delivery
Strategic Advising

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Austin Andrew. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Austin Andrew

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Austin Andrew’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!