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- Tasks: Support regulatory compliance and coordinate with external consultants in a dynamic investment environment.
- Company: Activist investment manager based in London, focused on high-performance and ownership.
- Benefits: Competitive salary and the chance to make a real impact in compliance.
- Why this job: Join a lean team and take ownership of compliance across multiple business areas.
- Qualifications: Around five years of relevant experience in compliance or related fields.
- Other info: Opportunity to work in a fast-paced environment with a strong culture of compliance.
The predicted salary is between 50000 - 60000 £ per year.
A London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environment and who is keen to take ownership across multiple business areas.
The position is weighted towards compliance, which will account for approximately 65% of the role, with the balance spanning one of the following areas: operational, finance, legal, and tax-related responsibilities.
The successful candidate will play a key role in supporting the firm’s regulatory framework, maintaining a strong culture of compliance, and ensuring that the business continues to meet its obligations as an FCA-regulated investment manager.
This role will also work closely with the firm’s external compliance consultancy, helping to coordinate day-to-day compliance activity, regulatory monitoring and periodic reviews.
Compliance Officer (Non SM16) in London employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer (Non SM16) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance culture. Be ready to discuss how your experience aligns with their needs. We want you to show them that you’re not just a fit for the role, but a perfect match for their team!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest. It keeps you on their radar and shows your enthusiasm for the position.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you ace your job search. Plus, applying directly can sometimes give you an edge over other candidates. Let’s get you that Compliance Officer role!
We think you need these skills to ace Compliance Officer (Non SM16) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience, especially in compliance and any other areas mentioned in the job description. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your experience in compliance and how you’ve contributed to a strong culture of compliance in previous roles.
Showcase Your Skills: Don’t forget to showcase your skills that are relevant to the role. Whether it's your knowledge of FCA regulations or your ability to work in a high-performance environment, we want to know what makes you stand out!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Austin Andrew
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to investment management. Being able to discuss specific FCA regulations and how they apply to the role will show that you're not just familiar with compliance, but that you’re genuinely passionate about it.
✨Show Your Hands-On Experience
Prepare examples from your previous roles where you've taken ownership of compliance tasks or projects. Highlight situations where you’ve successfully navigated complex regulatory environments or improved compliance processes. This will demonstrate your ability to thrive in a lean, high-performance setting.
✨Understand the Business Landscape
Familiarise yourself with the firm’s business model and the specific areas of operational, finance, legal, or tax responsibilities that may come into play. Showing that you understand how compliance fits into the bigger picture will set you apart from other candidates.
✨Be Ready for Scenario Questions
Expect to be asked how you would handle specific compliance scenarios or challenges. Think through potential situations you might face in this role and prepare your responses. This will help you demonstrate your problem-solving skills and your proactive approach to compliance.