At a Glance
- Tasks: Support senior consultants in compliance projects and client relationships.
- Company: Boutique compliance consultancy with a global reach.
- Benefits: Gain valuable experience in a dynamic and supportive environment.
- Other info: Opportunity to build client relationships and grow your career.
- Why this job: Make a real impact in the investment management sector while developing your skills.
- Qualifications: 1-2 years in compliance or related fields; degree preferred.
The predicted salary is between 30000 - 40000 £ per year.
Our client is a boutique compliance consultancy focused on the investment management sector.
Key Responsibilities
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships.
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants.
- Assisting with setting up compliance infrastructure for clients.
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports.
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications.
- Assisting with preparation and delivery of compliance training.
- Understanding and updating clients on regulatory change and how it impacts their business.
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients.
- Building and developing client relationships.
Key Skills / Experience
- 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable.
- An understanding of the UK regulatory landscape and the FCA Handbook.
- Excellent customer service ethos.
- Degree educated or similar.
- Excellent verbal and written communication skills.
- Ability to multi-task.
- Must hold the right to work in the UK.
Compliance Consultant - Buy-Side in London employer: Austin Andrew
Austin Andrew is an exceptional employer, offering a dynamic work environment in Greater London where compliance professionals can thrive. With a strong emphasis on employee growth and development, the company provides ample opportunities for career advancement while fostering a collaborative culture that values innovation and integrity. Employees benefit from competitive remuneration packages and a supportive atmosphere that encourages continuous learning and adaptation to the ever-evolving financial landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Consultant - Buy-Side in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Austin Andrew looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Consultant - Buy-Side in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Austin Andrew. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Austin Andrew
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Austin Andrew’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
