Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support senior consultants in compliance projects and client relationships.
- Company: Successful compliance consultancy based in London with a dynamic team.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Why this job: Join a leading consultancy and make a real impact in the regulatory landscape.
- Qualifications: 1-2 years in compliance or related fields; understanding of UK regulations preferred.
- Other info: Great opportunity for career growth and building valuable client relationships.
The predicted salary is between 36000 - 60000 £ per year.
Our client is a very successful compliance consultancy in London, its consulting client base is comprised primarily of asset managers and advisory firms regulated by the FCA, with an ever-increasing number of firms who are also registered with the SEC and NFA/CFTC. It is looking to hire a compliance expert to join its regulatory consulting team.
Responsibilities include, but are not limited to:
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
- Assisting with setting up compliance infrastructure for clients
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
- Assisting with preparation and delivery of compliance training
- Understanding and updating clients on regulatory change and how it impacts their business
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
- Building and developing client relationships
Key Skills / Experience
- 1 – 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. would be preferable but not essential
- An understanding of the UK regulatory landscape and the FCA Handbook
- Excellent customer service ethos
- Degree educated or similar
- Excellent verbal and written communication skills
- Ability to multi-task
- Must hold the right to work in the UK
Compliance Consultancy - FCA knowledge essential in London employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultancy - FCA knowledge essential in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who have experience with the FCA. A friendly chat can lead to insider info about job openings or even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your FCA knowledge. Make sure you can discuss recent regulatory changes and how they impact businesses. This shows you're not just a candidate, but a knowledgeable partner for potential clients.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities that might be perfect for you. Plus, it’s a great way to show your interest in joining our team at StudySmarter.
We think you need these skills to ace Compliance Consultancy - FCA knowledge essential in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the compliance consultancy role. Highlight any relevant experience you have with FCA regulations and client management. We want to see how your background fits with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our clients. Keep it concise but impactful – we love a good story!
Showcase Your Communication Skills: Since excellent communication is key in this role, make sure your written application reflects that. Use clear language and structure your thoughts logically. We appreciate clarity and professionalism!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Austin Andrew
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of the FCA Handbook and the UK regulatory landscape. Being able to discuss specific regulations and how they apply to asset managers and advisory firms will show that you're not just familiar with the basics, but that you can provide strategic compliance advice.
✨Showcase Your Experience
Even if you have only 1-2 years of experience, be ready to talk about specific projects or roles where you've demonstrated your compliance skills. Highlight any client-facing experiences, as this role involves building relationships, and showing you can handle that will set you apart.
✨Prepare for Client Scenarios
Think about potential client scenarios you might encounter in this role. Prepare to discuss how you would assist with compliance infrastructure or manage FCA application processes. This will demonstrate your proactive thinking and problem-solving abilities.
✨Practice Your Communication Skills
Since excellent verbal and written communication skills are key for this role, practice articulating your thoughts clearly. You might even want to do a mock interview with a friend, focusing on explaining complex compliance concepts in simple terms, as you would to a client.