Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance with regulations and assist in monitoring financial promotions.
- Company: Leading firm managing £10 billion AUM in the heart of London.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Why this job: Join a dynamic team and make a real impact in compliance within the finance sector.
- Qualifications: Experience in Compliance within an AIFM and knowledge of AIFMD regulations.
- Other info: Office-based role for four days a week, fostering teamwork and collaboration.
The predicted salary is between 36000 - 60000 £ per year.
Our client manages close to £10 billion AUM, employing in excess of 200 staff from its City of London offices. The role can include (but is not limited to) assisting with reviewing financial promotions and marketing material to ensure the firm meets its regulatory responsibilities, working with the team on undertaking the Compliance Monitoring Programme, and helping or leading on regulatory change projects.
Key Responsibilities/Accountabilities:
- Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and remediation is completed where needed.
- Review and develop the program to ensure regulatory risks are captured.
- Ensure potential conflicts of interest are reviewed and appropriately escalated and recorded in line with Policies and Procedures.
- Assist in the development of policies and the establishment of reviews of procedures and policies where needed.
- Develop relationships with all relevant internal and external parties (such as ACD, custodians and various fund boards and committees), to ensure a culture of continuous improvement.
- Be responsible for reviewing, recording and approving day-to-day compliance requests such as: PA Dealing, Gifts and Benefits, Outside business interests.
- Assist the team by undertaking KYC, identification and sanction screening checks where required.
- Assist the business by providing regulatory guidance where required.
- Stay informed of regulatory developments and how they would impact on the business.
- Carry out other duties and projects as and when required in line with team objectives.
Skills & Experience:
- The job holder will have gained experience within the Compliance function of an AIFM.
- Experience of AIFMD regulations.
- Excellent initiative and administration skills: proactively taking ownership of matters.
- Strong verbal and written communication skills: externally and internally, including managing expectations proactively.
Please note - the firm seeks a candidate who is happy to be in the office for four days per week.
Compliance Analyst ***AIFM experience is ESSENTIAL *** in London employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst ***AIFM experience is ESSENTIAL *** in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those with AIFM experience. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on AIFMD regulations and recent compliance trends. We want you to be the go-to person for regulatory guidance, so show off your knowledge and confidence during those interviews!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities waiting for you, and applying directly helps us keep track of your application. Plus, it shows you're keen on joining our team!
We think you need these skills to ace Compliance Analyst ***AIFM experience is ESSENTIAL *** in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your AIFM experience and compliance skills. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant projects or responsibilities you've handled.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this Compliance Analyst role. We love seeing enthusiasm and a clear understanding of the regulatory landscape, so let your personality come through.
Showcase Your Communication Skills: Since strong verbal and written communication skills are key, make sure your application reflects that. We recommend keeping your language clear and professional, while also being engaging. Remember, we want to see how you manage expectations!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do!
How to prepare for a job interview at Austin Andrew
✨Know Your AIFM Regulations
Make sure you brush up on your AIFMD regulations before the interview. Being able to discuss specific compliance issues and how they relate to the role will show that you’re not just familiar with the basics, but that you truly understand the complexities of the industry.
✨Showcase Your Initiative
Prepare examples of how you've taken ownership of compliance matters in the past. Whether it’s leading a project or identifying a regulatory risk, demonstrating your proactive approach will resonate well with the interviewers.
✨Build Relationships
Think about how you can develop relationships with internal and external parties. Be ready to discuss how you’ve successfully collaborated with teams or stakeholders in previous roles, as this is key for fostering a culture of continuous improvement.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. Strong verbal and written communication skills are essential for this role, so be prepared to demonstrate your ability to manage expectations and provide regulatory guidance effectively during the interview.
